EFTA Document EFTA01387719

From: Mayur Rathod Sent: 11/1/2018 10:34:22 AM To: Stewart Oldfield CC: Richard larossi ; Vijay-A Sawant Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (II ; Vinita Advani Classification: For 'Memel use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. Epstein Virgin Islands Foundation Inc. — highlighted in gam! below. All the other rejection items are pending. Also, do we have an update on Gratitude America Ltd. — are client willing to provide the documents for BV70 LLC — a significant donor in this KYC, or are they going to close the account. Please confirm. Kindly assist with the below. Thanks in advance. Regards Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, B1, DB Centre Mumbai Nirlon Knowled e Park, Western Express Highway, Goregaon East, Mumbai 400063, India From: Stewart Oldfield Sent: Wednesday, October 31, 2018 6:46 PM To: Mayur Rathod < Cc: Richard larossi < >; Vijay-A Sawant < Bradley Giffin < >; Vinita Advani Subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I) Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have been away for 3 days in sales training with Brad, hope to call client today or tmw. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090822 CONFIDENTIAL SDNY_GM_00237006 EFTA01387719