EFTA Document EFTA01387725

From: Stewart Oldfield Sent: 9/5/2018 9:14:44 AM To: Vijay-A Sawant CC: Richard larossi Mayur Rathod ; Bradley Gillin Subject: Re: 2018 Periodic Review of High Risked Accounts Butterfly Trust and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP [IJ Thanks. Will submit this afternoon. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tell Mobile Email Securities offered through Deutsche Bank Securities Inc. On Sep 5, 2018, at 9:05 AM, Vijay-A Sawant Good Morning Stewart, wrote: We have completed KYC Caseff01977698 for the above high risked accounts and re-assigning this case to you for your approval. Request you to kindly advise if any discrepancies, or else forward to the AML team for final approval, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management gl, D8 Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore on East Mumbai - 400063, India Tel. Mobile From: Vijay-A Sawant Sent: Friday, August 31, 2018 6:04 PM To: Stewart Oldfield Cc: Richard larossi ; Mayur Rathod ; Bradley Gillin Subject: RE: 2018 Periodic Review of High Risked Account I Butterfly Trust and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090829 CONFIDENTIAL SDNY_GM_00237013 EFTA01387725