EFTA Document EFTA01387728

• !supportlists)--><!--(endifj-->Butterfly trust — Kindly confirm if this is a Personal Trust and NOT Corporate Trust? After reviewing the trust agreement, we noticed that the UBO's seem not related to the grantor. The reason for this request is to evaluate whether we require CDD form for this account or not. NOTE: we require CDD form ONLY in case of Corporate Trusts. • <!--(if !supportlistsj--><!--Iendifj-->Neptune LLC — Please note that Richard Kahn has been added as manager as per Operating n though he was NOT added as an RP in the previously approved KYC Cas We will proceed to the next stages upon receipt of your confirmation of the above queries, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche cm Centre Private Limited - Deutsche Bank Group Wealth Management 81, 08 Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East. Mumbai - 400063, India Tel. From: Vijay-A Sawant Sent: Tuesday, Jul To: Bradley Gillin Stewart Oldfield Cc: Mayur Rathod Sub' er d Account (GC Butterfly Trust (GCISItt186426) and Neptune, LLC (GCIS0487264) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the dots available in the repositories, we have completed the attached checklist, main RP's also listed below for reference — Acct Holder — Butterfly Trust Grantor — Jeffrey Epstein Trustees - B I r & Erika Kell Indyke, Karyna Shuliak, Richard Kah arren Following are list of required items — • <!--(if !supportListsj--><!--tendifj-->Confirm whether material changes to account or not & RP's identified above are correct? CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0090832 CONFIDENTIAL SDNY_GM_00237016 EFTA01387728