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sd-10-EFTA01387931Dept. of JusticeOther

EFTA Document EFTA01387931

From: Bella Klein imailto Sent: Monday, April 08, 2019 12:25 PM To: Brigid Macias < Cc: Richard Kahn < Subject: Fwd: Karyna acc Importance: High >; Stewart Oldfield Brigid, Back in February Karyna requested to close her account. Please let me know if anything else is required. Thank you, Bella Begin forwarded message: From: Bella Klein Subject: Re: Karyna ace Date: February 14, 2019 at 2:57:50 PM EST To: Brigid Macias Cc: Richard Kahn Brigid, Please proceed with the attached w

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From: Bella Klein imailto Sent: Monday, April 08, 2019 12:25 PM To: Brigid Macias < Cc: Richard Kahn < Subject: Fwd: Karyna acc Importance: High >; Stewart Oldfield Brigid, Back in February Karyna requested to close her account. Please let me know if anything else is required. Thank you, Bella Begin forwarded message: From: Bella Klein Subject: Re: Karyna ace Date: February 14, 2019 at 2:57:50 PM EST To: Brigid Macias Cc: Richard Kahn Brigid, Please proceed with the attached w

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Bella Klein imailto Sent: Monday, April 08, 2019 12:25 PM To: Brigid Macias < Cc: Richard Kahn < Subject: Fwd: Karyna acc Importance: High >; Stewart Oldfield Brigid, Back in February Karyna requested to close her account. Please let me know if anything else is required. Thank you, Bella Begin forwarded message: From: Bella Klein Subject: Re: Karyna ace Date: February 14, 2019 at 2:57:50 PM EST To: Brigid Macias Cc: Richard Kahn Brigid, Please proceed with the attached wire and after completion please close account. Thank you, Bella On Feb 14 2019 at 2:25 PM Brigid Macias wrote: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091164 CONFIDENTIAL SDNY GM_00237348 EFTA01387931

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From: Brigid Macias Sent: 4/9/2019 5:01:59 PM To: Stewart Oldfield Subject: FW: Karyna acc Attachments: DB_KAryna Shuliak and Jen joint acc to JPM Karyna Shuliak and close Importance: High Have you ever spoken with this client? I called the number on DB Force but it went straight to VM. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bait Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor SOL Securities offered throug

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funds accordingly. An amendment was sent the same day and a request was sent to our operations team to provide confirmation on receipt of funds. You have mentioned a recall, which I initially advised you not to because that request could take 10 or more business days for the funds to be returned. There is a chance the client will have already received the funds while the recall is being processed, causing a debit in the beneficiaries account. You have mentioned sending a new wire, which I

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From: Stewart Oldfield Sent: 4/9/2019 5:13:12 PM To: Brigid Macias Subject: Re: Karyna ace I I Maybe once. Bella can help. She organizes all of this. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 9, 2019, at 5:01 PM, Brigid Macias <[email protected]> wrote: Have you ever spoken with this client? I called the number on DB Force b

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Brigid Macias CO CV 0) 00 t.n ri) 0)- 0 0 0 From: Bella Klein >I- ° I Sent: Monday, Apri 08, 2019 12:25 PM z o O To: Brigid Macias Cc: Subject: Richard Kahn; Stewart Oldfield Fwd: Karyna acc xxxx7258 cO >- O 0 Attachments: DB_KAryna Shuliak and Jen joint acc to JPM Karyna Shuliak and close account 021419.pdf CO Importance: High Brigid. Back in February Karyna requested to close her account. Please let me know if anything else is required. Thank you, Bella Begin forward

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Subject: RE: Neptune $1200 and $1000 wire [I] From: Natalie Barak 1 > Date: Fri, 10 May 2019 11:56:55 -0400 To: Kathryn .7 Stanfield Brigid Macias Cc: Stewart Oldfield Hi Kathryn — the only open item left for this relationship is the $1200 to Wells. Any update? (The items for Neptune as well as the $1000 wire mentioned below have all been resolved). {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 P

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From Brigid Macias Sent 5/14/2019 8:36:21 AM To: Bella Klein CC: Bradley Gitlin ; Stewart Oldfield ; Richard Kahn : Natalie Barak Subject: RE: Zorro management account tooc<6.907 Importance: High Good Morning, I apologize for the miscommunication. I do see credit back to the account for the $1,200 for the recall. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floo

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