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sd-10-EFTA01387958Dept. of JusticeOther

EFTA Document EFTA01387958

From: Liam Osullivan Sent: 2./14/2019 2:26:48 PM To: Bella Klein I CC: Richard Kahn [ Subject: Classification: Confidential RE: STC wire [CI Bella, The transfer has been processed. Thank you, Liam Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management w York. NY 10154.0004. USA Email Visit us: http.' deutschewealth coin #Positivelmpact ; Darren Indyke I I; Stewart Oldfield IWP products and services are intend

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Dept. of Justice
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sd-10-EFTA01387958
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From: Liam Osullivan Sent: 2./14/2019 2:26:48 PM To: Bella Klein I CC: Richard Kahn [ Subject: Classification: Confidential RE: STC wire [CI Bella, The transfer has been processed. Thank you, Liam Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management w York. NY 10154.0004. USA Email Visit us: http.' deutschewealth coin #Positivelmpact ; Darren Indyke I I; Stewart Oldfield IWP products and services are intend

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osullivan Sent: 2./14/2019 2:26:48 PM To: Bella Klein I CC: Richard Kahn [ Subject: Classification: Confidential RE: STC wire [CI Bella, The transfer has been processed. Thank you, Liam Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management w York. NY 10154.0004. USA Email Visit us: http.' deutschewealth coin #Positivelmpact ; Darren Indyke I I; Stewart Oldfield IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3), and we capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products. investment ideas and solutions is for dscussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice. IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP we offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or dstribution of any material herein without our written consent is strictly forbidden. From: Bella Klein [mailto Sent: Thursday, February 14, 2019 10:17 AM To: Liam Osullivan < Cc: Richard Kahn < >; Darren Indyke < Subject: STC wire CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091225 CONFIDENTIAL SONY GM_00237409 EFTA01387958

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Wire Refwire CONFIDENTIAL

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Subject: Re: Wire Requests [C] From: Bella Klein a> Date: Fri, 11 Jan 2019 17:19:47 -0500 To: Liam Osullivan Cc: Davide-A Sferrazza Darren Indyke Richard Kahn Martin Zeman Stewart Oldfield Thank you! Thank you, Bella On Jan 11, 2019, at 5:01 PM, Liam Osullivan a wrote: > Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: ■ Have a great weekend. Thank you, Liam EFTA01432190 From: Bella Klein [mailto: Sent: Friday, Januar 11, 2019 11:31 AM T

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Subject: Re: SFL LLC [C] From: Richard Kahn <ME > Date: Wed, 19 Dec 2018 10:45:12 -0500 To: Liam Osullivan Cc: Stewart Oldfiele>, Darren Indyke thank you for update on fills Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell On Dec 19, 2018, at 10:44 AM, Liam Osullivan Classification: Confidential Richard and Darren, You sold the following in the SFLLC account: 1) Sell 25,000 GE - sold at 7.59619 2) Sell 1

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Subject: Re: DB Jeepers Glen Dubin 08-10-18.pdf [C] From: Bella Klein a> Date: Fri, 10 Aug 2018 14:03:54 -0400 To: Liam Osullivan Cc: Richard Kahn Darren Indyke Davide-A Sferrazza Stewart Oldfield Great Thank you, Bella Tel: 212-971-1307 On Aug 10, 2018, at 2:02 PM, Liam Osullivan ‹ > wrote: Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: B1Q8152C005730 Have a great weekend. Thank you, Liam Liam O'Sullivan AVP 1 Key Client Partners - US D

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Subject: Re: STC wire [C] From: Bella Klein <MIN > Date: Thu, 14 Feb 2019 15:02:59 -0500 To: Liam Osullivan Cc: Richard Kahn Darren Indyke Stewart Oldfield Thank you Thank you, Bella Tel: On Feb 14, 2019, at 2:26 PM, Liam Osullivan wrote: Classification: Confidential Bella, The transfer has been processed. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logogrey.gif} Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deu

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Subject: RE: DB Jeepers Glen Dubin 08-10-18.pdf [C] From: Liam Osullivan Date: Fri, 10 Aug 2018 14:02:00 -0400 To: Bella Klein Cc: Richard Kahn Darren Indyke Davide-A Sferrazza Stewart Oldfield Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: Have a great weekend. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park

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