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sd-10-EFTA01387974Dept. of JusticeOther

EFTA Document EFTA01387974

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From: Sent: To: CC: Subject: Attachments: Richard 10/22/2018 2:23:41 PM Stewart Oldfield ; Liam Osullivan Bradley Gill in RE: Do you have everything you need for Butterfly now? [CI [I] Butterfly KYC.pdf Classification: For Internal use only Hi Liam, Attached is the latest KYC. We are reaching out for updated contact info for Harry Beller. Ms. Erika Kellerhals Richard larossi Assistant Vice President Deutsche Bank Wealth Managanient 345 Park AVCIRIC. 24th Moor mimmi NYv York N

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: CC: Subject: Attachments: Richard 10/22/2018 2:23:41 PM Stewart Oldfield ; Liam Osullivan Bradley Gill in RE: Do you have everything you need for Butterfly now? [CI [I] Butterfly KYC.pdf Classification: For Internal use only Hi Liam, Attached is the latest KYC. We are reaching out for updated contact info for Harry Beller. Ms. Erika Kellerhals Richard larossi Assistant Vice President Deutsche Bank Wealth Managanient 345 Park AVCIRIC. 24th Moor mimmi NYv York NY I0154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Monday, October 22, 2018 2:04 PM To: Liam Osullivan < Cc: Bradley Gillin < >; Richard larossi Subject: RE: Do you have everything you need for Butterfly now? ICI Rich, please send the KYC approval for our Butterfly account along with contact info for Harry and Erika. Liam — perhaps Alan can exert some pressure for Dan to approve Thanks From: Liam Osullivan Sent: Monday, October 22, 2018 2:01 PM To: Stewart Oldfield Cc: Bradley Gillin < >; Richard larossi < Subject: RE: Do you have everything you need for Butterfly now? IC) Classification: Confidential I still need the contact details for the trustees, the updated KYC and lam still waiting in MD approval. Thanks From: Stewart Oldfield Sent: Monday, October 22, 2018 1:21 PM To: Liam Osullivan Cc: Bradley Gillin >; Richard larossi < Subject: Do you have everything you need for Butterfly now? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091271 CONFIDENTIAL SDNY_GM_00237455 EFTA01387974

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EFTA Document EFTA01401880

Subject: MD Approval [C] From: Liam Osullivan ‹ > Date: Thu, 11 Oct 2018 16:29:56 -0400 To: Daniel-E Kaiser Joyce Tsoi Cc: Martin Zeman Classification: Confidential New Account Case #: Entity: Butterfly Trust Sole Owner/Manager Grantor — Jeffrey Epstein / Trustees — Erika Kellerhals & Harry Beller / LTS Richard Kahn Account Type Trust Account Type of Activity Brokerage Existing Relationship: Yes AUM: Part of Epstein relationship that has approx. 150mm in KCP accounts. Revs:

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Subject: Research Request - Butterfly From: Cynthia Rodriguez Date: Tue, 11 Oct 2016 15:38:56 -0400 To: PWM BIS-Research Hello, Please run research for the following individuals: Darren Indyke Karyna Shuliak Richard Kahn EFTA01407110 Harry Beller DOB SSN Erika Kellerhals DOB SSN Please attach to k c case center is . Thank you. Kind regards, Cynthia Rodriguez The gcis is and the cost EFTA01407111 {cid:[email protected]} Cynthia Rodriguez Assistant Vice Presi

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From: Stew Sent: 1 30 2019 9:16:41 AM To: BCC: Subject: account summary Importance: High Rich, as discussed I've listed the entities we associate with Jeffrey's relationship here. We've closed some of these already, but help ul to have the full list I hope. Thanks Butterfly Trust Authorized Signer Harry Beller Authorized Signer Erika Kellerhals Darren L. Indyke PLLC Authorized Signer Darren K. Indyke Epstein, Jeffrey E. Authorized Signer Jeffrey E. Epstein Authori

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KYC Print

KYC Print Page I of 20 DB PWM GLOBAL KYCINCA: PART A KYC Case R : 01977699 One sheet must be established per relationship - list all accounts included In the relationshi 1. Relationship Details Relations* Name: SOUTHERN FINANCIAL RELATICNSHa Booking Center New York Relationship Manager Stewart Olcilieki O New PWM Relationship 2 Existing PWM Relationship Reran:instep to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: "' 2018 Periodic Review "s Last Approved KYC e - J. Epstein Virgin Islands Foundation Inc - 1790655: Hyperion Air LLC - 1790820. How Was the Clent(s) 2 Client Referral • PM Prospect O Interrnediary/FIM • Other Source (CB, EEC) Introduced? How long has the RM personalty known the client? Please provide details (e.g. ame of referral source, how many years RM personally ha known dent, etc.): Jeffrey Epstein reached out to Stew Cedfleid on 3/7/17 to have a new acct opened

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DOJ Data Set 9OtherUnknown

KYC Print

KYC Print Page 1 of 41 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case N : 01977698 One sheet must be established per relationship - list all accounts Included In the relationsh I 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center-. New Yak Relationship Manager: Stewart Oldfleld O New PWM Relationship RI Existing MAI Relationship Relationship to PWM: If existing, please ndicate since when the relationship oats, provide reason for new profile and attach old profile: •*" 2018 Periodic Review *** El Clent Referral O RM Prospect O Intermediary/FIM • Other Source (C1B, etc.) How Was the Clent(s) Introduced? How keg has the RN personaly known the client? Please provide details (e.g. name of referral source, how many years RN personaly ha known dent, etc.): Jeffrey Epstein reached out to Stew Oldfieki on 3/7/17 to have a new acct opened order this relationship.. Last Approved KYC 0 - M. - 1790729: Butterfly Trust - 1804

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DOJ Data Set 9OtherUnknown

KYC Print

KYC Print Page 1 of 21 DB PWM GLOBAL KYC/NCA: PART A KYC Case a : 01790655 One sheet must be established per relationship list all accounts Included In the reladonshl 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booting Center: New York Relationship Manager: Stewart Oldfield O New PWM Relationship 110 Existing PWM Relationship RelatIonshp to PWM: If noting, please indkate since when the relationship exists, provide reason for new profile and attach obi profile: • • 'This KYC Is a periodic review for high risk remedialion•'• Original KYC1195100 ONLY adding signers to account. Al signers have already been approved in previous KYCs. Please rush as this is a simple update. Darren Indyke was approved In KYC 01133377 Harry Beller was added in approved KYC 0/1/1308 ca Client Referral O RM Prospect O Intermediary/TIM O Other Source (CIB, etc.) How Was the Chent(s) Introduced? How long has the RM personally known the client]

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