EFTA Document EFTA01388000

Primary Country of source of wealth: source of Funds? United States Primary industry of source of Wealth/Source of Funds? High Risk Financial Institutions Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetsniabilitles): Trust account with Jeffrey Epstein as Grantor. Initial $100 given to the account to fund. The funds for this trust account come from investments made by Jeffrey Epstein. His wealth profits is filled out. Estimated gross receipts p.a.(5): 4,500,000.00 Estimated net profit p.a. (5) 4.500,ov:too Estimated investable assets (Sy 55 MM - 10 MM Potential Amount to be invested with PWM ($): 700,000.00 Other Mown Financial Institutions Institution: Cou-!ry Est. Assets Under Mgt: Institution: Co. rry Est. Assets Under Mgt: Institution: Co‘...^•.ry Est Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For a Legs Ent: esl Legal Entity Name: Neptune, LLC - 00000487264 Type of Entity: 0 Foundation/Associat Ion 0 Trust ®Company K Estate 0 Partnership Purpose of Entity: !A Private Investment f"-- Philanthropic1Charitab-e mmerdal Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/reglstration: United States Date of incorporation / registration: 12/2t 201 1 Volcker Status. Identified on Customer Profile Volcker Flag. 'lc Address (city, street, post code): 6100 Red Hook, Quarter B3 St. Thomas 00802 Virgin Sands. V.S. U.S. TIN/ El N: Provide a description of the entity's organizational structure. its ownership structure and its Top Management. For trustsrfoundations include information about evocability.settlor and benefidaries.etc.: Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein. Harry Beller. Darren Indy -rie Richard Kahn is the manager. Please indicate how ownership of the legal entity is reflected: Operating Agreement Fi Special attention Seater Shares - Indicate where shares are custodied. Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): Single member LLC. Jeffrey Epstein is the sole member. The signors on this account are Jeffrey Epstein, Harry Beller, and Darren lndyke. Richard Kahn is the manager. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: N/A Yes 0 No Describe Nature of Entity's Primary Business and Investment Activities CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0091309 SONY GM_00237493 EFTA01388000