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sd-10-EFTA01388006Dept. of JusticeOther

EFTA Document EFTA01388006

MIL Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT.• Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who mush our high standards of suitability, background a►ud character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility

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Dept. of Justice
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sd-10-EFTA01388006
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MIL Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT.• Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who mush our high standards of suitability, background a►ud character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
MIL Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT.• Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who mush our high standards of suitability, background a►ud character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship anion an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above in ormation is correct and up to date. I confirm that 1 have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that 1 have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091315 CONFIDENTIAL SONY GM_00237499 EFTA01388006

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