EFTA Document EFTA01388023

From: Darnetta Chandler-Johnson Sent: 7/7/2017 7:34:01 AM To: Cynthia Rodriguez CC: Stewart 0ldfield Daphne Cales Patrick Harris Vaishali-P Mehta Subject: RE: KYC Remediation - Southern Financial Relationship (I) Thanks for this update. Have a wonderful weekend! Best Regards, Darnetta From: Cynthia Rodriguez Sent: Thursday, July 06, 2017 5:53 PM To: Darnetta Chandler-Johnson < Cc: Stewart Oldfield c: •; Daphne Cates ‹ ; Patrick Harris ; Vaishali-P Mehta Subject: RE: KYC Remediation - Southern Financial Relationship [II Classification: For Internal use only All, Just a quick update on this relationship. I have condensed the below kycs to 4 cases. Three of the four cases have been initially reviewed. The certificates of good standing for all of the USVI entities under the Epstein relationship have been ordered, but will take 2-3 weeks to arrive as 14 entities needed to be ordered. Therefore, the following cases will be in my queue until the certificates arrive: • 01790655 • 01790739 • 01790820 I will be submitting the fourth case for initial review tomorrow or Monday the latest as I am waiting to hear back from the client on any material changes. I will notify you if any other delays occur. Thank you. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA Tel. (212)454-4577 Fax (6 736- 1 C172. , Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091344 CONFIDENTIAL SDNY_GM_00237528 EFTA01388023