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sd-10-EFTA01389018Dept. of JusticeOther

EFTA Document EFTA01389018

On Mar 29, 2019, at 10:35 AM, Natalie Barak wrote: Hi Bella —Stewart is travelling for work so I wanted to touch base on the below. Kindly advise. Regards, Natalie <image002.gif> Natalie Barak Vice President I Relationship Officer Deutiche Bank Wealth Management Deuta he gaak 'lust Company Arnencas 345 Park Aveatie. New York, NY 10154 Tel. Fax Email Olfefet.i 813'1( S.r.7: t From: Stewart Oldfield Sent: Thursday, March 28, 2019 11:29 AM To: Bella Klein CONFIDENTI

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Dept. of Justice
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sd-10-EFTA01389018
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On Mar 29, 2019, at 10:35 AM, Natalie Barak wrote: Hi Bella —Stewart is travelling for work so I wanted to touch base on the below. Kindly advise. Regards, Natalie <image002.gif> Natalie Barak Vice President I Relationship Officer Deutiche Bank Wealth Management Deuta he gaak 'lust Company Arnencas 345 Park Aveatie. New York, NY 10154 Tel. Fax Email Olfefet.i 813'1( S.r.7: t From: Stewart Oldfield Sent: Thursday, March 28, 2019 11:29 AM To: Bella Klein CONFIDENTI

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On Mar 29, 2019, at 10:35 AM, Natalie Barak wrote: Hi Bella —Stewart is travelling for work so I wanted to touch base on the below. Kindly advise. Regards, Natalie <image002.gif> Natalie Barak Vice President I Relationship Officer Deutiche Bank Wealth Management Deuta he gaak 'lust Company Arnencas 345 Park Aveatie. New York, NY 10154 Tel. Fax Email Olfefet.i 813'1( S.r.7: t From: Stewart Oldfield Sent: Thursday, March 28, 2019 11:29 AM To: Bella Klein CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093162 CONFIDENTIAL SDNY_GM_00239346 EFTA01389018

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Subject: RE: Neptune $1200 and $1000 wire [I] From: Natalie Barak 1 > Date: Fri, 10 May 2019 11:56:55 -0400 To: Kathryn .7 Stanfield Brigid Macias Cc: Stewart Oldfield Hi Kathryn — the only open item left for this relationship is the $1200 to Wells. Any update? (The items for Neptune as well as the $1000 wire mentioned below have all been resolved). {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 P

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Subject: Re: returned funds to Caterpillar From: Stewart Oldfield ‹ > Date: Tue, 02 Apr 2019 18:06:20 -0400 To: Brigid Macias Cc: Natalie Barak No. Doesn't work. Although, we may have done it just last year. Double check. This is being done to exit the relationship. Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr

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Subject: Re: Zorro mans ement account xxxx6807 From: Bella Klein Date: Fri, 10 May 2019 11:55:39 -0400 To: Natalie Barak Cc: Brigid Macias Bradley Gillin Stewart Oldfield Richard Kahn i still need the status of the recall wire for $1200 from Neptune LLC. Please help Thank you, Bella Tel: On May 10, 2019, at 11:54 AM, Natalie Barak <[email protected]> wrote: Great, thank you. {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche

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Subject: Re: returned funds to Caterpillar From: Stewart Oldfield Date: Tue, 02 Apr 2019 19:33:31 -0400 To: Natalie Barak Cc: Brigid Macias Ok. I remediated most of these last year. I land at 1:30pm tmw. Thanks Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobil Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2019, at 1:10 AM, Natalie Barak wrote: We should esca

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Subject: RE: Zorro management account xxxx6807 From: Natalie Barak Date: Wed, 08 May 20!.... IW To: Bella Klein Brigid Macias Cc: Bradley Gillin Stewart Oldfield Richard Kahn Hi Bella — we will research now. {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc From: Bella Klein [mailto: Sent: Wedne

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From: Bella Klein Sent: 6/6/2019 1:35:01PM To: Natalie Barak CC: Stewart Oldfield Subject: Re: STC May (CI please forward 2771 Thank you, Bella Tel: On Jun 6, 2019, at 1:33 PM, Natalie Barak < wrote: Classification: Confidential Hi Bella — that account closed in 2013. Did you perhaps mean the account ending 2771? Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Dank Trust company Americas MS Pan, Airecnie. New York, NY 10154 Tel E

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