EFTA Document EFTA01423866

Subject: RE: Neptune $1200 and $1000 wire [I] From: Natalie Barak 1 > Date: Fri, 10 May 2019 11:56:55 -0400 To: Kathryn .7 Stanfield Brigid Macias Cc: Stewart Oldfield Hi Kathryn — the only open item left for this relationship is the $1200 to Wells. Any update? (The items for Neptune as well as the $1000 wire mentioned below have all been resolved). {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc From: Kathryn J Stanfield Sent: Friday, May 03, 2019 1:32 PM To: Natalie Barak ; Brigid Macias Subject: RE: Neptune $1200 and $1000 wire [I] EFTA01423866 Classification: For internal use only Natalie The wire for $1,200 we cannot recall because there is an ofac investigation on it . The wire for $1,000.00 we may be able to recall because we have not received any information on this one . Just keep in mind that they may come back and ask us The same questions for the $1,000. Kind Regards Kathryn {https://brandportal.intranet.db.com/img/modules/logo.gif} Kathryn J Stanfield Associate I WM Operations Americas I Client Service Operations Lead Deutsche Bank Wealth Management I 60 Wall Street, New York, NY, 10005-2836, USA Tel. I Email https://mydb.intranet.db.com/groups/wm-operations-us/overview From: Natalie Barak Sent: Friday, May 03, 2019 1:08 PM To: Brigid Macias Kathryn .7 Stanfield Subject: RE: Neptune_$1200 and $1000 wire EFTA01423867 Hi Katherine — I spoke to the client and they asked if we could just recall both of these wires. I'm not sure that is possible but can you let me know? {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc From: Natalie Barak Sent: Friday, May 03, 2019 1:01 PM To: Brigid Macias ; Kathryn 3 Stanfield Subject: FW: Neptune_$1200 and $1000 wire Hi Brigid/Kathryn — looks like there was a second wire (May 2nd) from Neptune to Wells Fargo that also did not reach the beneficiary. EFTA01423868 Do we need to address this separately or will the funds be released along with the first wire? {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc From: Bella Klein [mailto: Sent: Friday, May 03 2019 12:23 PM To: Natalie Barak Cc: Richard Kahn ; Brigid Macias Subject: Re: Neptune_$1200 and $1000 wire Dear Team, ; Bradle Gillin Please recall 2 wires sent from Neptune LLC account No as vendor did not receive them. Please let me know if anything else is required. 1.04/26/2019 EFTA01423869 998000426160031 OUTGOING MONEY TRANSFER TO WELLS FARGO BANK, NA A/C 2000027366275 CKG PAINTING INC $1,200.00 2.05/02/2019 998000502111730 OUTGOING MONEY TRANSFER TO WELLS FARGO BANK, NA A/C 2000027366275 CKG PAINTING INC $1,000.00 Thank you, Bella Tel: On May 3, 2019, at 10:21 AM, Natalie Barak < EM> wrote: We submitted an inquiry to Wells Fargo. They are reviewing and will get EFTA01423870 back to us shortly. {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc From: Bella Klein [mailto: Sent: Thursday, May 02, 2019 10:37 AM To: Natalie Barak Cc: Richard Kahn Subject: Neptune_$1200 Appreciate your help. EFTA01423871 Thank you, Bella Tel: On May 2, 2019, at 10:34 AM, Natalie Barak e > wrote: Hi Bella — our operations team is going to call Wells Fargo and see if they can locate the funds. I'll let you know once I hear back from them. {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Fax EFTA01423872 Email Securities offered through Deutsche Bank Securities Inc This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01423873 EFTA01423874