EFTA Document EFTA01390503

Cunent Classification: (click here for help) Internal CIP failure rectification [I) Jay Lipman to: Fran M Wickman 0826201312::04 PM Sender Date Subject Jay Lipman Pan 84 Wickman 08126201312:04 PM e a CIP failure reciification 081262013 12:08 PM Re: CIP talks*, rec Classification: For Internal use only Hi Fran, Please could you let me know if this document is sufficient for what we need? For Account: For Source of Wealth: Epstein began his financial career in 1976as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. in 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management rums Kind Regards, Jay Lipman Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc - --- Deutsche Asset & Wealth Management 345 Park Annus - 2601 Floor New York, NY 10154 Tel. (212)454-0039 Fez PCB 257'3131 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0095017 CONFIDENTIAL SDNY_GM_00241201 EFTA01390503