EFTA Document EFTA01392928

Investment Experience of Account Owner(s) Yea! i ., St Average reed's Per yea, Average Size et Average Site in haeas m S Snems Convect; Tyres PECV1rA;S Eimeiefx.a ODTICeift 1988 10 $1,000,000.00 1,000 V Covered Can Writing &aunts 1988 10 51,000,000.00 1,000 V Pin/lased OPItfins V Opthm $u'ssds rue(' (worry Coemcociesana P.nunts . . 1988 1988 10 10 $1,000,000.00 1,000 $1,000,000.00 1,000 V Uncovered Put Witting  u•ia re rien Call Wring ' Now) Esvnange Traded Funds tErFs) 1988 10 $1,000,000.00 1,000 Astemtio; to-Jesters:Its plods, Ftwies a, ivale Ecu et/ 1988 10 $1,000,000.00 1,000 Option Objectives (check ALL that apply)  ifv,"..rie (covered call writing) V Portfolio Protection (protecOve tat •0; Speculation (option buying. spreads and uncovered writing) Client(s) Strategy Requests (Please check au many of the following strategies sought to be employed) V. 1. Covered Call Writing Moderate litidt. Calls hilly covered by tmderiying stuck. Stock may be called at any time or at expiration, rogue, ing owner to sell at strike price. le 2. Purchasing Options Involves Subatamiat Risk. Entire premium is at risk. Pro lit or loss usually determined by selling position. If position is not dosed or exercised by expiration ditte options will expire worthless V 3. Option Spreads—Margin account required. Involves Substantial Risk. In arkinion to risk of thaehasing puts or cat if loco skle is closed out. terwirui only a Short position. the financial risk becomes unlimited. Option assignments require purchase of the underlying star* in the open market to effect deliveiy to purchaser of option. W. 4. Unaware(' Put Writing—Margin account and spinal statement for uncovered option writers required. Involves Substantial Risk- If assigned, the client must purchase the underlying stock at the strike prim which may be substantially higher than the then .current market ;rice V, 5. Uncovered Call Writing—Margin th-aatifil erd tAatenwrit for Lett:Metred whorl writers reguirwi. Involves Substannie Risk Writing uncovered calls involves unlineted Financial risk. Option assignments require purchase of the underlying stock in open market to effect delivery to purchaser of %eke:. hit lead and oi star at the middensanti slyulations on the reverse side of this form in regaid to trading in options and represent that tracings opti Jo suitable in ht of my investment objectivos. financial siluati(xt risk tolerance and knowledge I herelwaanfim that lam tha iource ' and atte:4 to the limy of the above infornmition and authorize Deutsche Bank Satigitkis inn,. (OBSI) to verify tin rennisentation contaiedt in. at its disa . I wit promptly notify DB51, in writing. of anymatedalrlange in the above-stated intn?utiort i Kkiewelec, that I may a' tan option Jane) corporation prospectus upon regi.tist- have received Opt ras Doming Corporation Disclosure Carianent entitled Tharacteriirics and Rk.,s of Stand:we:zed Options." Signature t4 i int Name elate WM/OD/WM Sianatiee Print Name Date (AINDONYYY) M 1 0 I k 1 19 6 474re Artamt S4me.sie CAis .t" r 11A ..2-.01VNA . Print Clittat Advisor Name ADP Amway.' Signature MAISSIES 010721.051.03S Print Hang CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0098247 SDNY_GM_00244431 EFTA01392928