EFTA Document EFTA01393013

[LI Current Classification: (click here for help) Internal CIP failure rectification (I] Jay Lipman to: Fran M Wickman 08/26/2013 12:04 PM Sender Date Subject Jay Lipman 08/26/2013 12:04 PM 4r, a CIP failure rectification PI cry Fran M Wickman 08/26/2013 12:08 PM Re: CIP failure red Classification: For internal use only Hi Fran. Please could you lel me know if this document is sufficient for what we need? For Account: N4G-023804 N4G-023812 For Source of Wealth: Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to lhe Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms Kind Regards, Jay Lipman Jay Lipman Analyst I Markets Coverage Group S ent CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098359 CONFIDENTIAL SDNY_GM_00244543 EFTA01393013