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sd-10-EFTA01393018Dept. of JusticeOther

EFTA Document EFTA01393018

Deutsche Bank Wealth Management km- is not valid until approved by 85O. October 13, 2017 SOUTHERN FINANCIAL. LLC / THEHAZE TRUST f JEEPERS INC SOUTHERN TRUST COMPANYINC I J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Re* N40023804, N4GG24943; N4G024935, N4G073812, N40024950 ft is the practiceof Deutsche Bank Securities Inc. (the *Firm', not to accept trading instiuctions from customers via electronic media. To facilitate orders more affitiently and expeditiously. the Firm is willing to make an

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Dept. of Justice
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sd-10-EFTA01393018
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Summary

Deutsche Bank Wealth Management km- is not valid until approved by 85O. October 13, 2017 SOUTHERN FINANCIAL. LLC / THEHAZE TRUST f JEEPERS INC SOUTHERN TRUST COMPANYINC I J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Re* N40023804, N4GG24943; N4G024935, N4G073812, N40024950 ft is the practiceof Deutsche Bank Securities Inc. (the *Firm', not to accept trading instiuctions from customers via electronic media. To facilitate orders more affitiently and expeditiously. the Firm is willing to make an

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EFTA Disclosure
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Deutsche Bank Wealth Management km- is not valid until approved by 85O. October 13, 2017 SOUTHERN FINANCIAL. LLC / THEHAZE TRUST f JEEPERS INC SOUTHERN TRUST COMPANYINC I J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Re* N40023804, N4GG24943; N4G024935, N4G073812, N40024950 ft is the practiceof Deutsche Bank Securities Inc. (the *Firm', not to accept trading instiuctions from customers via electronic media. To facilitate orders more affitiently and expeditiously. the Firm is willing to make an exception toallqw You to Provide trading instructions via electronic mad* e.g., esrisait.faesimite, AOlifivt-DB. 88 Chat bnd o•fes, but not via voicernait Crests sent by email or facsimile they not resenthe Firm, or once such orders pro recoivatlottey may not coma to di& attention of the intended recipient imp timely memo!. As a resat. there mayb.e.marketIlireWe 4Uf int the period between when the instructions &resent arid when the order is received. To alleyiate dds possibility. we eneourage.Yau.to continuo to phone us prior to sending trading instructions viseemail, facsimile, tot:swot 88 Chator e-fak to make sure communication with Client Advisor is estoblished, In consideration for our agreeing to make this accommodation to accept In'strUctIons horn:you via email ot.facsimile et your feeveit and upon thetondltiorithat you acknowledge and ogres that lit instructions moaned via email or leggy* nre deemed received only when actually read, and (ii) you.agree to hold hatmless arid indemnify the Flan arid its affiliates. entoloinfes. office/Sand directors from any and NI lioNlityarisIngfrom the execution of transactions based on Such instnictionsor hem such instructions not being executed. Finally, you agree to acceptresponsibility for the transmission of antarctic:Lion errors. th7Finm and agree that You will hear Cho riskef loss arising from the method pi•transmisalon used in the Miele of transin miirrideistandIngs:i sonatIons. transmission by unauthorized persons. forgery or intercepts. We moulreyisur sign twooaf. to lockup your agreement to the ahave terms. ',tease sign below and return tNuletter to your ClientAdvisor your e ppprydiy. Thank you. , • Sincerely, Branch suosnisces s' 00.4sioa olicuisdid Acknowledged Director Zbyrnak Kozeisky Priii Wag. . / itifi iticLackilfaslailefaceed 03bYCtilintAtatOr, Jouroyipstain t Trot- t1/4i A C Oa" Tk Pisa gate ••••• Pia Notre g- OEN OMe IM≥NDUmyw1 OSO Approval it videnced canonically in accordance with m policy. Paul Barrett Date (iviwbOrYYYY) ca 'Ocsosthe Bonk' Mean Orinscholank#G mid as illkobsd ComeArnos.Oth!ulcit BM* Woaxn Marationsem fop/ands ibc• stvolitt mar autenoal ac nits co sIpandisy Dcytwhe ElaakAGorii;,:arbsklblios.. &arms** Lydon as allow/ ilwough Oquu.aiso 5.30. ,creusifics Inc, a Otecp.doativ inn:swirly. WI*. MI ICh Cardhals soosktitiascoc in ilia WOO Sum. Munch, gook,50air•lin litc. na Frcrobot qtFiNAA. NYSE and WC Bait% 244 bnaaa SONICOSO agotga taeafiah Ocaaacte Bank Ymv City:any Arnetioas. msnitce PSC. and odxv numbs N the Ocuische'saNt VIAM67621 0211:1430716 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) r-nnicinnuTiat DB-SDNY-0098366 SDNY_GM_00244550 EFTA01393018

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