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sd-10-EFTA01393145Dept. of Justice

EFTA Document EFTA01393145

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of buy and sell orders that impose special require- ments with respect to approval of customer accounts for options trading and recommendations of particular option transactions. This booklet does not attempt to describe those requirements, the laws and rules gov- erning brokerage firms and other securities profes- sionals, or the agreements, procedures and internal rules of brokerage firms that are applicable to the ap- proval and opening of customer accounts, the han- dling and execution o

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Dept. of Justice
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sd-10-EFTA01393145
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