EFTA Document EFTA01394039

From: Donna Kerrigan Sent: 7/17/2019 8:57:57 AM To: Stewart 0ldfield I Subject: FW: Urgent Request IC] Attachments: SouFin CBV x Product GMIS 2018-19.xlsx; image001.gif Classification: Confidential From: Leslie Roth Sent: Tuesday, July 16, 2019 6:55 PM To: Donna Kerrigan < Cc: Robert Frohlich < Subject: RE: Urgent Request [CJ Classification: Confidential Classification: For internal use only Hi Donna. Attached is the available data for Southern Financial from 2018-2019 in GMIS. I will request the Pershing data from Brian Heidelbach which will include all CBV by month. Leslie Roth Deutsche Bank AG, Filiale New York Wealth Management 345 154-0004 New York. NY, USA Tel. Mobil Email From: Donna Kerrigan Sent: Tuesday, 16 Jul , 2019 3:25 PM To: Leslie Roth Cc: Robert Frohlich >; Stewart Oldfield < Subject: FW: Urgent Request [C] Classification: Confidential Leslie — Please can you address this request as a matter of urgency and also confirm if this account was impacted by missing Brokerage assets last year. Thanks From: Stewart Oldfield Sent: Tuesday, July 16, 2019 3:12 PM To: Robert Frohlich < >; Donna Kerrigan < Subject: RE: Urgent Request [CI Classification: Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0099982 CONFIDENTIAL SDNY_GM_00246166 EFTA01394039