EFTA Document EFTA01432355

Subject: Re: Urgent Request [SC] From: Stewart Oldfield aMI > Date: Wed, 17 Jul 2019 07:11:25 -0400 To: Kimberly Hart e > I think that's a data issue which stopped reporting the IWP brokerage assets. Which is why I got that info from Liam and added it to the balances I saw on the report from Donna's team for this year. Leslie Roth is trying to reconcile. Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jul 17, 2019, at 7:02 AM, Kimberly Hart e > wrote: What caused the asset drop in mid 2018? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email Securities offered through Deutsche Bank Securities Inc On Jul 16, 2019, at 4:36 PM, Stewart Oldfield e > wrote: EFTA01432355 > Classification: Strictly Confidential From: Donna Kerrigan Sent: Tuesday, July 16, 2019 3:25 PM To: Leslie Roth Cc: Robert Frohlich Subject: FW: Urgent Request [C] Classification: Confidential Stewart Oldfield Leslie — Please can you address this request as a matter of urgency and also confirm if this account was impacted by missing Brokerage assets last year. Thanks From: Stewart Oldfield Sent: Tuesday, July 16, 2019 3:12 PM To: Robert Frohlich Subject: RE: Urgent Request [C] Classification: Confidential Rob, ; Donna Kerrigan Could you break out brokerage vs. non-brokerage assets? I don't think we had such a substantial volume drop in July '18, and wonder if that's a brokerage data issue. EFTA01432356 Thanks From: Robert Frohlich Sent: Tuesday, July 16, 2019 2:45 PM To: Donna Kerrigan < Cc: Stewart Oldfield Subject: RE: Urgent Request [C] Classification: Confidential Here you go — also attaching the underlying data from GMIS which includes the product type and client names as well as USD. Sum of EUR Categorie relationship reference* YearMonth Revenues Volume SOUTHERN FINANCIAL 201801 118,719 177,123,487 201802 92,880 192,177,294 EFTA01432357 201803 101,339 183,554,497 201804 97,754 184,758,913 201805 116,122 198,312,507 201806 95,070 187,089,834 201807 66,734 57,351,765 201808 66,126 54,371,862 201809 107,091 45,601,540 201810 EFTA01432358 49,525 35,139,451 201811 48,090 32,853,375 201812 44,107 29,557,911 201901 53,541 33,911,566 201902 111,403 42,167,771 201903 48,774 8,262,610 201904 9,379 2,004,182 201905 799 EFTA01432359 30 201906 4 30 Kind regards, Rob Frohlich <image001.gif> Robert Frohlich Deutsche Bank AG, Filiale New York Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email From: Donna Kerrigan Sent: 16 July 2019 13:34 To: Robert Frohlich <le > Cc: Stewart Oldfield Subject: Urgent Request [C] Classification: Confidential Hi Rob - Please can you pull Southern Financial Revenues and CBV by Product and Month beginning January 2018. EFTA01432360 Thanks, Donna EFTA01432361