EFTA Document EFTA01394937

Subject: RE: PRIME OFAC Case Escalation [C] From: Felix Jose Date: Thu, 16 Mar 2017 18:48:11 -0400 To: Danya Friedman Cc: Saam Youssefi-R Louie Varga Wayne Salit Kripa Aryal- Cherie Quigley Classification: Confidential Hi Danya, Thank you for escalation these transactions. We confirmed that the transactions are screened in Hotscan and Hotscan did not stop this transaction for NIKOLAY ALEKSANDROVICH GYROV. Though NIKOLAY and ALEKSANDROVICH are parts of OFAC SDNs, there is no evidence that NIKOLAY ALEKSANDROVICH GYROV is an OFAC SADN. Best Regards Felix From: Louie Vargas Sent: Thursday, March 16 2017 5:54 PM To: Felix Jose Cc: Saam Youssefi-Rad Subject: RE: PRIME OFAC Case Escalation [C] Classification: Confidential Felix, Please see attached. Sorry for the delay. I was having issues with OnDemand. I had to uninstall/reinstall it. For it appears twice in OnDemand (CPS and FRB). Let me know if you need a pdf of the other instance (provided CPS). The others only appear once. EFTA01394937 From: Felix Jose Sent: Thursday, March 16, 2017 2:14 PM To: Louie Vargas Cc: Saam Youssefi-Rad Subject: Fw: PRIME OFAC Case Escalation [C] Importance: High Hi Louie, Can you please try to identify the attached transactions in OnDemand as these transactions are expected to be screened in Hotscan. Best Regards Felix Sent from my BlackBerry 10 smartphone. From: Danya Friedman Sent: Thursday, March 16, 2017 9:59 AM To: Felix Jose; 'Alexandra D-Acosta'; Saam Youssefi-Rad Cc: Wayne Salit; Kripa Aryal-Moore; Cherie Quigley Subject: PRIME OFAC Case Escalation [C] EFTA01394938 Classification: Confidential Good Morning: I've got a PRIME OFAC Alert I need to escalate: It refers to an Outgoing Wire being sent to an account holder named NIKOLAY ALEKSANDROVICH GYROV, who has an account with SBERBANK OF RUSSIA which is an exact match. The account has sent a total of 3 transactions to this person at SBERBANK (see attached). Please advise. Thanks! Kind regards, Danya Friedman {https://brandportal.intranet.db.com/img/modules/logo.gif} Danya Friedman PWM AML Compliance Associate DB USA Core Corporation 5201 Gate Parkwa , 32256 Jacksonville, USA Tel. Emai Visit us: http://www.db.com fhttps://brandportal.intranet.db.com/img/modules/claim.gifl EFTA01394939 EFTA01394940