EFTA Document EFTA01394956

Subject: RE: Non Post Transactions 05-09-2019 For AC 42953432 [I] From: Ankit-Kumar Sharma <[email protected]> Date: Fri, 10 May 2019 11:32:20 -0400 To: Brigid Macias Bhavesh Chandani Cc: Stewart OldfielcaM>, Natalie Barak Oversight Control Hi Brigid, Which account? Kind regards ? {cid:[email protected]} Ankit Kumar Sharma Analyst I PWM-US Ops — Banking COO - Wealth Management Operations DBOI Global Services Private Limited A-1 Tower , Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel: Mobil Email Please send all Banking related queries to our new Group E-mail ID - [email protected] From: Brigid Macias EFTA01394956 Sent: Friday, May 10 2019 11:27 AM To: Bhavesh Chandani Cc: Stewart Oldfield .ca Natalie Barak Importance: High Oversight Control actions 05-09-2019 For AC aI] Can we post to this account? Will the account be overdrawn? Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Bhavesh Chandani Sent: Friday, May 10 2019 11:24 AM To: Brigid Macias Cc: Stewart Oldfield Natalie Barak Oversight Contro EFTA01394957 • habh Shah Rishabh Sharma Subject: : on os ransac ions 05-09-2019 For AC [I] Classification: For internal use only Hi Brigid, For the below account client submitted a wire yesterday. As yesterday you also submitted a case to close the account, so when the night batch ran it got account closed so the entry was bounced back to non- post. Please let me know if I can call you regarding the same. Kind Regards? Bhavesh Chandani {cid:[email protected]} Bhavesh Chandani Process Supervisor I PWM US Operations DBOI Global Services Private Limited C00 Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Mobile VOIP telephone: EFTA01394958 Email {cid:[email protected]} Integrity I Sustainable Performance I Discipline I Partnership Client Centricity Innovation Please send all the Banking related Queries to our new Group E-mail ID From: Rishabh Shah [mailto Sent: Friday, May 10 2019 10:57 AM To: Rishabh Sharma Cc: Stewart Oldfield Brigid Macias Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Please advise Brigid on below. Regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl RISHABH SHAH Wealth Management EFTA01394959 (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India From: Brigid Macias Sent: Friday, May 10 2019 9:49 AM To: Rishabh Shah Cc: Oversight Control Stewart Oldfield Subject: FW: Non Post Transactions 05-09-2019 For AC Importance: High Natalie Barak Good Morning, [I] Can you please advise what this means? The client put up case 02087161 on 5/9 so the funds should have been deducted yesterday from the account. Kind regards, Brigid Macias {cid:[email protected]} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue EFTA01394960 24th Floor New York, NY 10154 Tel. Fax Ema' Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 9:06 AM ; Bradle Gillin Rachel Debra Jasper Oversight on ro Subject: 'on •os ransac ions -0•-2019 For AC [I] Classification: For internal use only Hi Team, Please advise, if the below transaction(s) are okay to post or not:- Please note A/C is closed : 05/09/2019 5 42-953-432 HYPERION AIR, L 286 100,000.00 ACCOUNT CLOSED REF FROM FUNDS TRANSFER FRM DEP 5 42-953-432 HYPERION AIR, L 822 100,000.00 ACCOUNT CLOSED TO MANUFACTURERS A ND TRADERS TRUST C 0 A/C EFTA01394961 NTERNATIONAL JET I NTERIORS, INC. If any of the transactions are deemed fraudulent, you must immediately notify your business manager and report the fraud to PBFraudReporting. Please follow the steps detailed in the fraud procedures. https://awm.wm.intranet.db.com/forms/private-bank-forms-account-agreements/- fraud Regards, Rishabh Sharma fcid:[email protected] DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, ndia Tel. Mobile Email : Please send all the Banking related Queries to our new Group E-mail ID This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. EFTA01394962 Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01394963