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sd-10-EFTA01398651Dept. of JusticeOther

EFTA Document EFTA01398651

Subject: Southern Financial LLC From: Paolo De-Leon cla. Date: Tue, 27 Feb 2018 09:26:41 -0500 To: Collateral Admin-NY Abhijit Mukherj Cc: Keith Buckholz CRM-PWM Derivatives Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: N4G025403 and N4G026161. Thanks and regards, Paolo fcid:[email protected] Paolo De Leon Assistant

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Dept. of Justice
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sd-10-EFTA01398651
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Subject: Southern Financial LLC From: Paolo De-Leon cla. Date: Tue, 27 Feb 2018 09:26:41 -0500 To: Collateral Admin-NY Abhijit Mukherj Cc: Keith Buckholz CRM-PWM Derivatives Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: N4G025403 and N4G026161. Thanks and regards, Paolo fcid:[email protected] Paolo De Leon Assistant

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Southern Financial LLC From: Paolo De-Leon cla. Date: Tue, 27 Feb 2018 09:26:41 -0500 To: Collateral Admin-NY Abhijit Mukherj Cc: Keith Buckholz CRM-PWM Derivatives Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: N4G025403 and N4G026161. Thanks and regards, Paolo fcid:[email protected] Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York, NY, USA 10154-0004 Email EFTA01398651 EFTA01398652

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