EFTA Document EFTA01398693

Subject: Monthly Annual Client U date Reports - April 2016 [I] From: Rich Iarossi Date: Wed, 06 Apr 2016 15:19:25 -0400 To: Armen Brash <as, Charles Hoffarth <a, Charlie Burrows Daphne Cales Diana Canter a>, Janice Franklin >, Lina M Arias , Mary C Keavene Lee Flutter Michael S Jacoby e>, Sarita Medina a, zia Memon as, Mikal Ison ca, David-K Ng <a Vaishali-P Mehta=>, Andrew Bolender Cc: Andrew Gallivan a>, Patrick Harris alMIMIMIl ts Classification: For internal use only All, Attached are two reports: Any ACU that is past due ACUs due within the next 30 days *The tables below are a breakdown of the Overdue ACU's. US PB # of active clients 1-30 31-60 EFTA01398693 61-90 90+ Grand Total Previous Month Current Month PEP Low Risk 9963 81 42 17 29 169 1.36 1.70 Moderate Risk EFTA01398694 4614 66 5 4 14 89 1.02 1.93 High Risk 1464 19 6 1 66 92 0.29 6.28 1-30 31-60 61-90 90+ Grand Total EFTA01398695 BANKING 12 5 17 Low Risk 1 1 2 Moderate Risk 5 2 7 High Risk 6 2 8 EFTA01398696 COVERAGE-Domestic 60 28 12 46 146 Low Risk 33 23 10 15 81 Moderate Risk 22 4 1 5 32 High Risk 5 1 1 26 EFTA01398697 33 COVERAGE-GAT 38 9 4 2 53 Low Risk 30 9 3 42 Moderate Risk 7 1 2 10 High Risk 1 EFTA01398698 1 COVERAGE-LATAM 31 6 2 10 49 Low Risk 1 1 2 Moderate Risk 24 1 1 1 27 High Risk 6 5 EFTA01398699 9 20 CUSTODY 8 7 1 8 24 Low Risk 4 7 6 17 Moderate Risk 4 1 2 7 IA 3 EFTA01398700 3 Low Risk 2 2 Moderate Risk 1 1 LENDING 7 1 34 42 Low Risk 4 1 EFTA01398701 5 10 Moderate Risk 2 1 3 High Risk 1 28 29 TRUST 7 2 3 4 16 Low Risk 6 2 EFTA01398702 3 2 13 Moderate Risk 1 1 2 High Risk 1 1 Grand Total 166 53 22 109 350 EFTA01398703 Please note there are certain customers that appear to have outstanding ACUs for several months and even years. This may be due to either a system glitch or some other circumstance out of the CFP's control. I am working on these cases with the CFPs on a one to one basis. Please also note that the below reports are created as of the first of the month- clients may appear below even though the ACUs have been completed by the time all notifications are sent out. Kind regards, Rich Iarossi fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl Rich Iarossi Deutsche Bank Wealth Management 60 Wall Street, 10005-2836 New York, NY, USA Tel. +1 212 250-4835 Email fhttps://brandportal.intranet.db.com/img/modules/claim_en_rgb.gifl EFTA01398704