EFTA Document EFTA01398948

Walker Customer Number Customer Name Type * High Risk Exempt Reason Exemption Reason Ripplewood Advisors LLC Client Y Cohen, Lawrence Client N Lorani Partners Corporation Podesta, Anthony Client use only Y Client Y * Moderate Risk Annual Client Update Due Dat Customer Owner N 4/19/2017 Chuck Walker 9/29/2017 Chuck Walker N Y 10/7/2017 Chuck Walker N 10/17/2017 Chuck Walker EFTA01398948