EFTA Document EFTA01399465

Subject: Fwd: Combined KYC list and priorities [I] From: Kimberly Hart Date: Thu, 21 Feb 2011,1,1 111PIIIIIII To: Funda Bozkurt Do these numbers make sense to you? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue. New York. NY 10154 Securities offered through Deutsche Bank Securities Inc Begin forwarded message: From: Ian Salters Date: February 21, 2019 at 6:13:45 PM EST To: Oliver Esslinger Cc: Kimberly Hart omas emm Bill King teven Mattus Victoria Bruce Olivier Poncet Subject: FW: Combined KYC list and priorities [I] FYI Sent with BlackBerry Work (www.blackberry.com) From: Ian Salters <ian [email protected]> Date: Friday, Feb 1 To: Olivier Poncet Davide-A Sferrazza Cc: Alastair Mackin ay , Bill King , Nina Tona EFTA01399465 Subject: FW: Combined KYC list and priorities [I] Classification: For internal use only FYI From: Ian Salters Sent: Friday, Februar 15 2019 5:31 PM To: Victoria Bruce ; Thomas Klemm Cc: Ian Salters Subject: Combineill'illIMII!!!!!ities [I] Classification: For internal use only I have just received an updated file from JAX and the results are a substantial improvement. They have rechecked every client in the dbCAR database and the results are as follows. Many of the names did not come up originally because they were off by a slash, comma, periods, spaces, and other characters. IWP Onboarded = 43 (further 7 to be prioritized) WM Onboarded = 53 (further 12 to be prioritized) I will have both businesses review the results. Regards Ian EFTA01399466