EFTA Document EFTA01399470

Subject: FW: Combined KYC list and riorities [I] From: Funda Bozkurt Date: Wed, 27 Feb 2019 11:04:41 -0500 To: Ian Salters Cc: Kimberly Hart Classification: For internal use only Hi Ian, I sent random 18 clients -where it says "Yes" on the attached file from you - to a friend of mine in ..lax to check and here are the results. Please see the second attachment. I am a bit nervous with the results as maybe I am not on board with understanding the difference between fully on boarded vs Full GM KYC. Let's discuss, Thanks, Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email From: Ian Salters <M > Date: February 21, 2019 at 6:13:45 PM EST To: Oliver Esslinger Cc: Kimberl Hart , Steven Mattus Thomas Klemm , Victoria Bruce , Bill King , Olivier Poncet EFTA01399470 Subject: FW: Combined KYC list and priorities [I] FYI Sent with BlackBerry Work (www.blackberry.com) From: Ian Salters <Ma> Date: Friday, Feb 15, 2019, 17:31 To: Olivier Poncet , Bill King a, Davide-A Sferrazza Cc: Alastair Mackinlay Nina Tona <E > Subject: FW: Combined KYC list and priorities [I] Classification: For internal use only FYI From: Ian Salters Sent: Friday, February 15, 2019 5:31 PM To: Victoria Bruce Cc: Ian Salters Subject: Combined KYC list and priorities [I] Thomas Klemm Classification: For internal use only I have just received an updated file from JAX and the results are a EFTA01399471 substantial improvement. They have rechecked every client in the dbCAR database and the results are as follows. Many of the names did not come up originally because they were off by a slash, comma, periods, spaces, and other characters. IWP Onboarded = 43 (further 7 to be prioritized) WM Onboarded = 53 (further 12 to be prioritized) I will have both businesses review the results. Regards Ian EFTA01399472