EFTA Document EFTA01399596

Subject: Re: October 2014 AML/KYC Escalation Reports [I] From: Kimberly Hart -:= > Date: Tue, 04 Nov 2014 09:20:06 -0500 To: Cc: Armen Brash < Classification: For internal use only A number of the account opening items are associated with IA - not coverage. Can you follow-up with them directly? Kimberly Managing Deutsche Deutsche 345 Park Tel. Fax Mobile Email Hart Director Bank Trust Company Americas Asset & Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. {Inactive hide details for Melisa Venegas---11/03/2014 05:30:30 PM--- Classification: For internal use only All, Included below i}Melisa Venegas---11/03/2014 05:30:30 PM---Classification: For internal use only All, Included below is the monthly AML/KYC escalation report f From: Melisa Venegas/db/dbcom To: Andrew Gallivan/db/dbcom@DBAMERICAS, Kimberly Hart/db/dbcom@DBAMERICAS, Michael-J Davis/db/dbcom@DBAMERICAS, Michael S Jacoby/db/dbcom@DBAMERICAS, Cc: Armen Brash/db/dbcom@DBAMERICAS EFTA01399596 Date: 11/03/2014 05:30 PM Subject: October 2014 AML/KYC Escalation Reports [I] Classification: For internal use only All, Included below is the monthly AML/KYC escalation report for overdue items (the file has several sheets). Please review and address accordingly. Thank you. (See attached file: COVERAGE_Domestic.xlsx)(See attached file: Account Opening - COVERAGE-Domestic.xlsx) Regards, Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email EFTA01399597