KCP RELATIONSHIPS DEC 19 2018 (002).xlsx [I (Funda Bozkurt, 07 Feb 2019)RE: Jeepers transfer [C (Vahe Stepanian, 05 Apr 2016)
Case Filesd-10-EFTA01399599Dept. of JusticeRE: Cases with ne ative media risk [C (Emily Craig, 15 Jul 2019)
July 15, 20195p
Case File
sd-10-EFTA01399599Dept. of JusticeRE: Cases with ne ative media risk [C (Emily Craig, 15 Jul 2019)
Email
Subject: RE: Cases with ne ative media risk [C] From: Emily Craig Date: Mon, 15 Jul 2019 09:54:00 -0400 To: Kimberly Hart ‹ > Classification: Confidential Correct, no longer used. We have the Client Risk Rating Engine, negative media is a Special Risk Factor which is reviewed by AFC, and if the CRRE gives a M/L, AFC can override the client to High due to that special risk factor. Kind Regards, Emily Emily Craig Director Deutsche Bank Wealth Management Deutsche Bank Securities, Inc
Date
July 15, 2019
Source
Dept. of Justice
Reference
sd-10-EFTA01399599
Pages
5
Persons
0
Integrity
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