EFTA Document EFTA01399617

Subject: FW: Progress Update [I] From: Jennifer Hudson < IMIM I> Date: Mon, 25 Jan 2016 17:10:33 -0500 To: Kimberly Hart Julie Cataudella Classification: For internal use only Per your request, attached is the file we received from the Analyst team who worked on manual review of UBO data. We are expecting the sample QC to be completed by month-end (currently in progress with ABR Team). Please let me know if you have any questions. Kind regards, Jennifer Hudson {https://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gif} Jennifer Hudson DB Securities Inc Deutsche Bank Wealth Management 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Mobile Email {https://brandportal.intranet.db.com/img/modules/claim_en_rgb.gif} From: Emily Manley Sent: Tuesday, December 15, 2015 9:29 AM To: Jennifer Hudson; Dave-D Patel Subject: RE: Progress Update [I] EFTA01399617 Classification: For internal use only Hi Jennifer, Attached is our final UBO update! The cells highlighted yellow require further revision because we were unclear on the ownership structures. Please let us know if you have any questions. Thanks! Kind regards, Emily Manley {cid:[email protected]} Emily Manley Analyst Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 Tel. Email {cid:[email protected]} From: Jennifer Hudson Sent: Monday, December 14, 2015 7:04 PM To: Dave-D Patel Cc: Emily Manley Subject: Re: Progress Update [I] EFTA01399618 Hi Dave, Sounds good, thank you! Sent from my iPhone On Dec 14, 2015, at 6:52 PM, Dave-D Patel a wrote: Classification: For internal use only Hi Jennifer, Apologies for not sending you the completed UBO file today at COB. We have finished going through the accounts. All we need to do is consolidate our efforts. We will get you the file tomorrow morning. Kind Regards, Dave <image001.gif> Dave Patel Rotating Analyst - WM Coverage Deutsche Bank Trust Company Americas Asset & Wealth Management 345 Park Avenue, New York, NY 10154-0004 Office Mobile EFTA01399619 Email. EFTA01399620