EFTA Document EFTA01399650

Subject: Fw: August 2014 AML/KYC Escalation Reports From: Kimberly Hart < Date: Tue 30 Se 2014 12:30:20 -0400 To: Classification: For internal use only (Embedded image moved to file: pic19160.gif) Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset a Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email II) (Embedded image moved to file: pic29518.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Kimberly Hart/db/dbcom on 09/30/2014 12:30 PM From: 'Hells* wenegas/db/dbcom To: 'Andrew Gallivan/db/dbcom@DBAMERICAB, Kimberly Hart/db/dbcom@DBAMERICAS, Michael-J Davis/db/dbcom@ DBAMERICAS, Michael S JaCOby/db/dbCom@DBAMERICAS, I Cc: 'Armen Brash/db/dbcom@DBAMERICAS I Date: '09/03/2014 10:59 AM I Subject: 'August 2014 AML/KYC Escalation Reports [I) EFTA01399650 Classification: For internal use only All, Included below are the the monthly AML/KYC escalation reports for overdue items. Please review and address accordingly. (See attached file: COVERAGE_Domestic.xlsx) Thank you. Regards, (Embedded image moved to file: pic31270.gif) Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset a Wealth Management 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic19683.gif) EFTA01399651