EFTA Document EFTA01401422

Subject: RE: FW: rdc alert [I] From: PWMUS AMLKYC Date: Fri, 06 Feb 2015 12:54:49 -0500 To: Amanda Kirby Cc: PWMUS AMLKYC Classification: For internal use only Thanks. Do you have any information on the second alert from the client? It does not appear that this was prior addressed in previous clearances. Has the sex offense suit been resolved? MC {Inactive hide details for Amanda Kirby---02/06/2015 12:48:35 PM--- Classification: For internal use only Yes. This is still corr}Amanda Kirby---02/06/2015 12:48:35 PM---Classification: For internal use only Yes. This is ll correct. is only the beneficiary of the account and not opening From: Amanda Kirby/db To: PWMUS AMLKYC/db Date: 02/06/2015 12:48 PM Subject: RE: FW: rdc alert [I] Classification: For internal use only Yes. This is still correct. She is only the beneficiary of the account and not opening her own account. EFTA01401422 From: Monifa Crawford On Behalf Of PWMUS AMLKYC Sent: Friday, February 06, 2015 12:45 PM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: Re: FW: rdc alert [I] Classification: or in erna use only Hi Amanda: The last time the alert was reviewed, was named as one of the beneficiaries of a trust where Mr. Epstein was the Grantor of (Butterfly Trust). was not opening an account and has no authority on the trust account. Please advise if this is still current status on the accounts with the Private Bank. Kind Regards, MC fcid:[email protected] Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville, Florida 32256. USA Tel Mobile Email Visit us: http://www.db.com {cid:[email protected]} {Inactive hide details for Amanda Kirby---02/06/2015 09:56:42 AM--- Classification: For internal use only These alerts are from 2}Amanda Kirby---02/06/2015 09:56:42 AM---Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had alre {cid:[email protected]} From: EFTA01401423 {cid:image006. n 01D04206.30F6D2A0} Amanda Kirby/d X {cid:[email protected]} To: {cid:[email protected]} PWMUS AMLKYC/db/100~0000000001, {cid:[email protected]} Date: {cid:[email protected]} 02/06/2015 09:56 AM {cid:[email protected]} Subject: { ' [email protected]} FW rdc alert [I] Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: rdc alert [I] Classiliffigli millinternal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: rdc alert. df)(See attached file: rdc alert_l.p ee attached file: rdc alert 2.pdf) Regards Urvashi[attachment " db/dbcom] [attachment ' rdc alert.pdf" deleted by Monifa Crawford/- rdc alert_l.pdf" deleted by Monifa EFTA01401424 Crawford [attachment Monifa Crawford/ attachment deleted by Monifa raw ord rt_2.pdf" deleted by RDC Clearance.pdf" EFTA01401425