EFTA Document EFTA01401882

EFTA Document EFTA01388529

From: Nadean Novogratz Sent: 11/15/2018 10:59:29 AM To: Paul Barrett CC: Martin Zeman I ; Stewart Oldfield I; Alan Brody Subject: FW: I/I Equity Derivs: FXI can outperform SPX coming out of the G20 Hi Paul, Interesting FXI upside trade out to February below. Is international underlyings interesting to you? Kind regards, Nadean From: Karthik Nagalingam [mailto Sent: Thursday, November 15, 2018 10:33 AM To: Karthik Nagalingam Subject: [/] Equity Derivs: FXI can outperform SPX com

EFTA Document EFTA01381065

From: Stewart Oldfield [ Sent: 10/2/2017 11:18:22 AM To: Martin Zeman Subject: Automatic reply: Swaps Protocol and Updated Financials - Southern Financial, LLC [I] Please note that I will be out of the office until Monday Oct. 9th. I will enerally have email access, except on Oct. 5th. For immediate assistance, please contact Brad Gillin ( or Andrea Herbert Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079802 CONFIDENTIAL SDNY_GM_00225986 EFTA01381065

EFTA Document EFTA01370669

From: Martin Zeman Sent: 4/11/2018 12:13:54 PM To: 'Richard Kahn' CC: 'Paul Barrett (I ; Xavier Avila Stewart Oldfield Subject: CRS + UK FATCA form ICI Attachments: CRS + UK FATCA Entity Self Cert.pdf Classification: Confidential Richard, ; Liam Osullivan Davide-A Sferrazza I r; We are working on extending Southern Financial to trade Equity and also Credit Derivatives. Our Verification team noticed that we are missing this one form (attached) to complete the file. The reason w

EFTA Document EFTA01421466

Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

EFTA01375121

EFTA Document EFTA01434832

Subject: RE: GBP KO Fwd From: Paul Barrett ‹ > Date: Thu, 21 Dec 2017 23:14:52 -0500 To: Xavier Avila Cc: Martin Zeman Joshua Shoshan Stewart Oldfield I sold a GBP bond today for some tax planning so want to replace the GBP FX exposure. So you ike EURGBP downside? Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (o) (c) From: Xavier Avila [mailto: Sent: Thursday, December 21, 2017 10:38 PM To: Paul Barrett Cc: Martin Zeman ; Joshua Shoshan