Text extracted via OCR from the original document. May contain errors from the scanning process.
Cc: Dhruv Yadav <
Margarita Perez <
>,
PWM AOG <
>
Classification: For internal use only
Pena,
You are correct. I am unsure why there are 2 separate W-9's since they are
both the same company. The W-9 you just sent is correct
Best,
Amanda Kirby
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Amanda Kirby
Associate
Deutsche Bank Trust Company Americas
345 Park Avenue, 27th Fl
New York, NY, USA, 10154-0004
Email
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From:
Perna Sherpa/I
To:
Amanda Kirby/
Cc:
Dhruv Yadav/
PWM AOG/
, Margarita Perez/
Date:
11/01/2013 12:52 PM
Subject:
Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I]
Classification: For internal use only
Hi Amanda,
Is it a sole proprietor then? I looked into the KYC to get more details on the
LLC and found a W-9 (attached) which has LLC checked off and refers to
Schedule C which is filed out by a Sole Proprietor,
(attachment Darren K. Indyke PLLC W-9.pdf" deleted by Amanda Kirby/
Kind regards,
Pema Sherpa
EFTA01404677
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Pema Sherpa
Deutsche Bank Trust Company Americas
60 Wall Street, New York, NY 10005-2836
Email
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From:
To:
Cc:
MERICAS
Date:
Amanda Kirby/
PWM AOG/
Dhruv 'facials/
11/01/2013 10:59 AM
Pema Sherpa/
PWM ACG
Subject:
Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I]
Classification: For internal use only
HI,
Here are the updated does. For the W-9 it checked Other because it is a
"PLLC" (Professional LLC) does not file under an LLC C,S or P.
(attachment "0609_001.pdf" deleted by Pema Sherpa/
Best,
Amanda Kirby
(Embedded image moved to file: pic08933.gif)
Amanda Kirby
Associate
Deutsche Bank Trust Company Americas
345 Park Avenue, 27th Fl
New York, NY, USA, 10154-0004
Email
(Embedded image moved to file: pic05348.gif)
From:
PWM AOG/
EFTA01404678
To:
Perna Sherpa/
Cc:
Amanda Kirby/
Date:
11/01/2013 10:47 AM
PWM AOG/
Subject:
Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I]
Classification: For internal use only
Hi Pema,
FYI
Thanks,
Dhruv Yadav
PWM AOG
DBOI Global Services Private Limited
Email :
From:
PWM AUG!
To:
Amanda Kirby/
Cc:
PWM AOG/
Date:
11/01/2013 10:42 AM
Subject:
DB Force Casef 01146170: Darren K. Indyke PLLC [I]
Classification: For internal use only
Hi Amanda,
While reviewing the account opening docs, we came across the below issues:
1. On Account Opening Application, both DB Private Wealth Online Plus and Link
to Existing Online Relationship have been selected.
Please select the correct one only.
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2. This entity is Limited Liability Corporation, however on W-9, Federal Tax
Classification is selected as Other: Atty Tust Account.
Please correct the same to LLC along with the Tax Classification (S,C or P)
EFTA01404679
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3. KYC is in pending status.
Please let us know, once it is approved.
Thanks,
Dhruv Yadav
PWM AOG
DBOI Global Services Private Limited
Email :
EFTA01404680