EFTA Document EFTA01404761

Subject: Re: Fw: Your KYC has been re From: Janice Franklin Date: Fri, 13 Dec 2013 13:36:00 -0500 To: Amanda Kirby < 1 Classification: Public Approved. Regards, Janice P. Franklin ected (Embedded image Janice Franklin, Vice President I moved to file: pic02472.gif) CAMS, CFSA, CFIRS AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street, 10005-2836 New York, NY, USA Email (Embedded image moved to file: pic18730.gif) I From: > (Janice Franklin/db/- dbcom > I To: lAmanda Kirby/db/- dbcom@DBAMERICAS, EFTA01404761 > > I Date: > > 112/13/2013 12:34 PM > > I Subject: > > IRe: Fw: Your KYC has been rejected Classification: Public I'm looking into this and will get back to you shortly. Regards, Janice P. Franklin (Embedded image moved to file: pic03010.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas Commliance EFTA01404762 Email (Embedded image moved to file: pic16469.gif) > From: > lAmanda Kirby/db/- dbcom 1 To: > lAmanda Kirby/db/- dbcom@DBAMERICAS, I Cc: 'Andrea Klingenberg/db/dbcom@DBAMERICAS, Janice Franklin/db/- dbcom@DBAMERICAS, Paul Morris/db/- dbcom@DBAMERICAS > Date: > 112/13/2013 09:32 AM EFTA01404763 > > I Subject: > > IRe: Fw: Your KYC has been rejected Classification: Public Apologies. Research attached here [attachment Research Report.pdf" deleted by Janice Franklin/db/ com Best, Amanda Kirby (Embedded image moved to file: pic28281.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic32166.gif) > I From: EFTA01404764 > 'Amanda Kirby/db/- dbcom > I To: > > 'Janice Franklin/db/dbcom@DBAmericas, Andrea Klingenberg/db/- dbcom@DBAMERICAS, I Cc: > > 'Paul Morris/db/- dbcom@DBAMERICAS > I Date: '12/13/2013 09:30 AM I Subject: > > EFTA01404765 IFw: Your KYC has been rejected Classification: Public Good Morning, I just saw that Jacqueline is out of the office today. Can you please help with this KYC issue? Jacqueline rejected one asking for AML clearance for negative information regarding our client but there is no negative information. Not on the research report nor when I Google her name. Below is her research report and the KYC # is 01161376. This is my last day before I leave for my MTA so would like to get this resolved this morning so I can open the account this afternoon. Very much appreciate your help Best, Amanda Kirby (Embedded image moved to file: pic19400.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic21779.gif) Forwarded by Amanda Kirby/db/dbcom on 12/13/2013 09:27 AM > I From: > > EFTA01404766 'Amanda Kirby/db/- dbcom I To: 'Jacqueline Lightbody/db/- dbcom@DBAMERICAS, I Cc: 'Paul Morris/db/- dbcom@DBAMERICAS I Date: 112/13/2013 09:22 AM > I Subject: > > IFw: Your KYC has been rejected EFTA01404767 > Classification: Public Hi Jacqueline, There wasn't any negative information that came back on Jennifer in relation to Jeffrey Epstein. There wasn't any negative information that came back at all. This is my last day before I leave for my MTA so would like to get this resolved this morning so I can open the account this afternoon. Thank you Best, Amanda Kirby (Embedded image moved to file: pic27148.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas (Embedded image moved to file: pic13510.gif) Forwarded by Amanda Kirby/db/dbcom on 12/13/2013 09:21 AM > > I From: Jacqueline Lightbody <[email protected]> EFTA01404768 I To: > (Amanda Kirby/db/- dbcom@DBAMERICAS, I Date: > 112/12/2013 07:59 PM > I Subject: I 'Your KYC has been rejected > Your KYC has been rejected. Case #: 01161376 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: 00000489505 Reason for Rejection:l. Has there been a client meeting with Karyna? RESOLVED 2. Please confirm Jennifer's occupation and position at NES, LLC RESOLVED 3. Jennifer and Karyna's SOW descriptions are not sufficient, EFTA01404769 please provide more information. Is Karyna's SOW the same as Jennifer? Is she a dependent? Please specify. RESOLVED Additional Rejection: Please attached AML Clearance for negative information related to Jennifer's connection to the Jeffrey Epstein criminal matter To view the KYC click here https://na4.salesforce.com/5006000000VDvNf EFTA01404770