EFTA Document EFTA01405074

Subject: CLEARED Neptune From: PWMUS AMLKYC Date: Tue, 08 Oct 2013 10:26:59 -0400 To: Amanda Kirby Cc: PWMUS AMLKYC Jacqueline Lightbody < Classification: For internal use only Hi Amanda, AML Compliance reviewed the RDC alert dated 10/02/2013 pertaining to Neptune, LLC. Our client is a Virgin Islands Company that is incorporated as an LLC. This alert pertains to a boat registered in Tanzania with an alias of "Neptune", which appears on the OFAC list. Accordingly, AML Compliance CLEARS