EFTA Document EFTA01405082

Subject: Your KYC has been rejected From: Janice Franklin Date: Tue, 15 Oct 2013 15:56:05 -0400 To: Amanda Kirby •,: > Your KYC has been rejected. Case 1: 01133377 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Indyke, Darren Customer Number: Reason for Rejection:Please address the following: For The 2007 Jeffrey E. Epstein Insurance Trust 43: 1. Please complete Wealth Profile 2. Re-run searches with correct country. Should be US Virgin Islands, not United States. (Resolved - J. Lightbody) For HBRK Associates, Inc. (both accounts) 1. Please check the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) For Darren K. Indyke PLLC: 1. Please check the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) 2. For the Attorney Trust Account. Is this a IOLA account, and if so, please explain purpose of the checking. Currently it's noted that it will be •for the daily use of the company's needs•. If this is a clients esrow account this purpose would not apply. (Resolved - J. Lightbody) For New York Strategy Group, LLC (both account); 1. Please check the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membersh ip. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an accountant (per KYC) as well as a lawyer? Please correct KYC if he is not an accountant and please run Martindale-Hubbell. To view the KYC click here https://na4.salesforce.com/5006000000T1JGX EFTA01405082