EFTA Document EFTA01405262

Subject: RE: Case #01441097 [I] From: Aracely Sanchez Date: Tue, 18 Aug 2015 15:03:32 -0400 To: Amanda Kirby ‹ > Classification: For internal use only From: Aracely Sanchez Sent: Tuesday, August 18, 2015 3:01 PM To: Edward Borland Cc: Lacie Masaveg; Amanda Kirby Subject: RE: Case #01441097 [I] Classification: For internal use only Ted-Please go ahead and release the wire. Amanda- FYI. See below. CHF wire for J Epstein. Kind regards, Aracely fcid:[email protected] Aracely Sanchez Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154-0004 Tel. Fax Emai EFTA01405262 Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] From: Edward Borland Sent: Tuesday, August 18, 2015 2:58 PM To: Aracely Sanchez Cc: Lacie Masaveg Subject: Case #01441097 [I] Classification: For internal use only Hi Aracely, I'm reaching out to you regarding the above case. You submitted this wire on Friday and the Reg E team inadvertently didn't release the wire. I'm going to approve the wire right now, but just wanted to get you confirmation that you will pass on the revised disclosure to the client and inform them that the exchange rate and availability date of the funds may have changed. Apologize for the oversight and inconvenience this may cause. We'll make sure going forward this doesn't happen again. We've haven't had too many of these cases where we missed one, but unfortunately this is a case where we did. I want to make sure the wire gets out today so if you can please confirm back I'm ok to approve I will do so. Happy to discuss in more detail as I know this is not an ideal situation. Again, apologies for the oversight on our end. We've attached the revised disclosure in dbforce as well. Thank you, Ted Borland EFTA01405263 fcid:[email protected] Ted Borland Assistant Vice President DeAWM Distributors, Inc. Deutsche Asset & Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. Mobil Email Visit us: http://www.deawm.com {cid:[email protected]} Securities offered through DeAWM Distributors, Inc. EFTA01405264