EFTA Document EFTA01405420

Subject: Re: (Discrepancy) Caset 01115904: Southern Trust Company, Inc. [i] From: Amanda Kirby < Date: Tue, 27 Aug 2013 09:48:34 -0400 To: PWM AOG Cc: Kusam Saini PWM AOG Classification: For internal use only Hi Kusam, Here you go From: PWM AOG/db/dbcom@DBAPAC To: Amanda Kirby/db/dbcom@DBAMERICAS, Cc: Kusam Saini/db/dbcom@DBAMERICAS, PWM AOG/db/dbcom@DBAPAC Date: 08/27/2013 09:44 AM Subject: Re: (Discrepancy) Case# Southern Trust Company, Inc. [I] Classification: For internal use only Hi As you confirmed that we need to disregard the on-line banking request. So, please remove tick mark from "DB Private Wealth Online Plus" and send us revised first page of deposit account opening applications for both the accounts. (Embedded image moved to file: pic25766.gif) Thanks, PWM AOG DBOI Global Services Private Limited Email : From: Amanda Kirby/db/dbcom EFTA01405420 To: PWM AOG/db/dbcom@DBAPAC, Cc: Kusam Saini/db/dbcom@DBAMERICAS, PWM AOG/db/dbcom@DBAMERICAS Date: 27-08-2013 01:54 Subject: Re: (Discrepancy) Case* : Southern Trust Company, Inc. [I] Classification: For internal use only Hi Kusam, Apologies. I was out of the office last week and am only just getting to this. I am a little unsure how to answer the below. The company is registered and resides in the US Virgin Islands. Due to that there is no state for the company. How can #1 and #2 be fixed? For #3 please disregard the request for online banking. We will get them access to that after the account has been set up From: PWM AOG/db/dbcom@DBAPAC To: Cc: Date: Subject: Amanda Kirby/db/dbcom@DBAMERICAS@DBAPAC, PWM AOG/db/dbcom@DBAMERICAS 08/21/2013 02:04 PM (Discrepancy) Case* : Southern Trust Company, Inc. [I] EFTA01405421 Classification: For internal use only Hi Amanda, 1. State is missing on Deposit account opening application for both the accounts. 2. Please confirm us the sate name and country name. As we have both options (foreign and US Virgin Islands). 3. For online banking, only online banking application is missing. Please provide us the online banking application. Thanks, Kusam Saini PWM AOG DBOI Global Services Private Limited Email : From: Amanda Kirby/db/dbcom@DBAMERICAS To: PWM AOG/db/dbcom@DBAMERICAS@DBAPAC, Cc: Date: PWM AOG/db/dbcom@DBAMERICAS 21-08-2013 13:04 Subject: Re: (Banking Account) Case# [I] Classification: For internal use only Hi, It was just approved. Please let me know if there are any issues with the account docs. Original Message From: PWM AOG Sent: 08/21/2013 12:57 PM EDT To: Amanda Kirby EFTA01405422 Cc: PWM AOG Subject: Re: (Banking Account) Case# Classification: For internal use only Hi Amanda, Any update on the KYC approval? Thanks, PWM AOG DBOI Global Services Private Limited Email : [email protected] From: Amanda Kirby/db/dbcom@DBAMERICAS To: PWM AOG/db/dbcom@DBAMERICAS@DBAPAC, Cc: Date: PWM AOG/db/dbcom@DBAMERICAS 20-08-2013 13:18 [I] Subject: Re: (Banking Account) Case# [I] Classification: For internal use only Hi Kusam, Thanks you. I know KYC is not approved but it should be shortly. Is there anyway you can look at the account opening documents now so that I can fix any issues there may be? This way the process can be expedited once the KYC is approved. Thank you Original Message From: PWM AOG Sent: 08/20/2013 10:38 PM ZE5B To: Amanda Kirby Cc: PWM AOG Subject: (Banking Account) Case() Classification: For internal use only [I] Hi Amanda, EFTA01405423 KYC # is not has been approved yet. Please notify us via email, once the KYC will approve so that we can review the accounts. Thanks, Kusam Saini PWM AOG DBOI Global Services Private Limited Email : [email protected] EFTA01405424