EFTA Document EFTA01406772

Subject: RE: Southern Financial - KYC Docs. [C] From: FATCA Outreach Date: Wed, 11 Apr 2018 04:23:43 -0400 To: Zack Bunimovich Martin Zeman Nina Tona Anthony Lentini Cc: Oliver Griffin Amar Ubhi Classification: Confidential Hi All, I believe this query lies with my colleagues Oliver and Amar, CRS Team Leads. Cc'd. Best, {cid:[email protected]} FATCA Outreach Team Client Data Services I COO Global Markets Operations Deutsche Bank Birmingham Five Brindle lace, B1 23B Birmingham, United Kingdom Email From: Zack Bunimovich Sent: 10 April 2018 19:14 To: Martin Zeman ; Nina Tona Outreach ; Anthony Lentini Subject: RE: Southern Financial - KYC Docs. [C] Classification: Confidential EFTA01406772 Hi FATCA Outreach team, We are currently in the middle of a swaps extension for Southern Financial and the KYC team is asking for a CRS Self Cert per their usual process. Can you please advise why you stated this was not necessary within the attached emails? Thanks, Zack From: Martin Zeman Sent: Tuesday, April 10, 2018 1:28 PM To: Zack Bunimovich < >; Nina Tona Subject: RE: Southern Financial - KYC Docs. [I] Classification: For internal use only Zack See the attached email chain where we established that a FATCA form was not needed. Martin From: Zack Bunimovich Sent: Monday, April 09, 2018 11:47 AM To: Martin Zeman < >; Nina Tona Subject: FW: Southern Financial - KYC Docs. [I] EFTA01406773 Classification: For internal use only Hey Martin / Nina, Southern Financial is with Verification but they noticed that we do not have a CRS Self Certification form on file anymore from previous onboardings. We are usually looking for something similar to the attached format, but it's possible that the client has provided this before and has their own template. Can this be requested from the client? Thanks, Zack From: Anthony Lentini Sent: Monday, April 09, 2018 10:51 AM To: Zack Bunimovich ‹ > Subject: Southern Financial - KYC Docs. [I] Classification: For internal use only Hi Zack, An update on Southern Financial, it is with Verification and they are reviewing right now. While they were going through their review they noticed that the CRS Self Cert file from a previous onboarding is no longer on file/- in the system. Could you please send over a new CRS Self Cert so they can proceed with their review? Apologies for the inconvenience. EFTA01406774 Kind Regards, {cid:1 [email protected]} Anthony Lentini Client Data Services I COO DBUSA Core Corp. 5201 Gate Parkway Jacksonville FL32256 Tel.: E-mail: EFTA01406775