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sd-10-EFTA01406946Dept. of JusticeOther

EFTA Document EFTA01406946

Subject: FW: Updated Harvest Materials From: Stewart Oldfield Date: Wed, 07 Feb 2018 12:31:57 -0500 To: Martin Zeman Vahe Stepanian Cc: Andrew King From: Andrew King Sent: Wednesday, February 07, 2018 12:12 PM To: Cc: ltevear i M Subject: Updated Harvest Materials Paul, As discussed with Stew, I've attached an updated deck and factsheet for the Harvest Collateral Yield Enhancement strategy. As a next step, we'd be glad to set up a call with the Harvest team. Please let us know when

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Subject: FW: Updated Harvest Materials From: Stewart Oldfield Date: Wed, 07 Feb 2018 12:31:57 -0500 To: Martin Zeman Vahe Stepanian Cc: Andrew King From: Andrew King Sent: Wednesday, February 07, 2018 12:12 PM To: Cc: ltevear i M Subject: Updated Harvest Materials Paul, As discussed with Stew, I've attached an updated deck and factsheet for the Harvest Collateral Yield Enhancement strategy. As a next step, we'd be glad to set up a call with the Harvest team. Please let us know when

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Subject: FW: Updated Harvest Materials From: Stewart Oldfield Date: Wed, 07 Feb 2018 12:31:57 -0500 To: Martin Zeman Vahe Stepanian Cc: Andrew King From: Andrew King Sent: Wednesday, February 07, 2018 12:12 PM To: Cc: ltevear i M Subject: Updated Harvest Materials Paul, As discussed with Stew, I've attached an updated deck and factsheet for the Harvest Collateral Yield Enhancement strategy. As a next step, we'd be glad to set up a call with the Harvest team. Please let us know when would work best for you. Best regards, Andrew King fcid:[email protected] Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email EFTA01406946 fcid:[email protected] EFTA01406947

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Subject: FW: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] From: Stewart Oldfield < › Date: Mon, 26 Feb 2018 15:57:21 -0500 To: Andrew King Did we ever get anything on this? From: Vahe Stepanian Sent: Thursday, February 22, 2018 4:41 PM To: Ar c i ar idrewl ) • Stewart Oldfield > Cc: Martin Zeman Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] Classification: Confidential Ok, can you send that over to me once available? I have another client that

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Subject: FW: Account Planning-Stewart Oldfield [I] From: Sam Petrucci Date: Fri, 26 Jan 2018 17:29:19 -0500 To: Stewart Oldfield Classification: For internal use only Hey bud, please let me know where I (or a member of my team) can help here. Have a great weekend ... Sam From: Cynthia Rodriguez Sent: Monday, January 22, 2018 1:07 PM To: Patrick Cam ion Ponzio Harris Winters ; Stewart Oldfield ; Samantha Harmon • Laura Farischon • Nina- • Andrew King • Charlie Burrows zans >. Br

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Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy From: Andrew King Date: Wed, 07 Feb 2018 11:55:49 -0500 To: Stewart Oldfield Cc: Martin Zeman Vahe Stepanian Great news — thanks Stew. I've confirmed with Ziggy and Margarita that KCP brokerage accounts can be used as collateral. We're pulling together updated materials and will send to him shortly. From: Stewart Oldfield Sent: Wednesday, February 07, 2018 11:22 AM To: Andrew King Cc: Martin Zema Vahe Stepanian Subject:

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Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] From: Vahe Stepanian sz: > Date: Thu, 22 Feb 2018 16:09:09 -0500 To: Stewart Oldfield Andrew King Cc: Martin Zeman Classification: For internal use only Stew/Andrew — was there any follow up on this? Best, Vahe From: Stewart Oldfield Sent: Wednesday, February 07, 2018 11:22 AM To: Andrew King < Cc: Martin Zeman ; Vahe Stepanian Subject: RE: DB - Harvest Andrew, Collateral Yield Enhancement Strategy Just spoke t

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Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] From: Andrew King ‹ > Date: Mon, 26 Feb 2018 15:58:06 -0500 To: Stewart Oldfield < => I checked with Olga last week — I'll follow up with her now. From: Stewart Oldfield Sent: Monday, Februar 26, 2018 3:57 PM To: Andrew King < Subject: FW: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] Did we ever get anything on this? From: Vahe Stepanian Sent: Thursday, February 22, 2018 4:41 PM To: Andrew King < ;

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Subject: RE: Updated Harvest Materials [I] From: Vahe Stepanian Date: Wed, 07 Feb 2018 12:41:01 -0500 To: Stewart Oldfield Martin Zeman Cc: Andrew King Classification: For internal use only Cool, thanks. Let's see what he comes back with. From: Stewart Oldfield Sent: Wednesday, February 07, 2018 12:32 PM To: Martin Zeman Vahe Stepanian Cc: Andrew King Subject: FW: Updated Harvest Materials From: Andrew King Sent: Wednesday, February 07, 2018 12:12 PM To: l i ewar Cc: ie Subje

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