EFTA Document EFTA01407586

Norkom 6.1.0 - Dow Jones Details Page 1 of 2 Home Page Help Requestor Menu Dow Jones Details Show Debug Info Details Alert ID: Score: A161030512965 100% Best matches: In FACTIVA PFA: 04_gender = M Exact Match M 03 name = Jeffrey Epstein Fuzzy Match >= 85% Jeffrey Epstein Name: DOB/DOI: Nationality: Gender: Country of Birth/Branch: Country of Residence: Jeffrey Epstein 20/01/1953 United States Male United States United States Dow Jones Association Details no rows found Dow Jones Details Title: First Name: Middle Name: Last Name: Full Name: Gender: Deceased: Record Type: Names no rows found Dates no rows found Descriptionl Description 1 Special Interest Person (SIP) Roles Countries Type Citizenship Resident of Description2 Description 2 EFTA01407586 Other Official Lists Country Not Known United States Other Information Content SEC - Litigation Releases Type Other Official Lists Jeffrey S. Epstein Jeffrey S. Epstein Male No Individual UID: Active Status: Entity Name: Address Country: Address City: Address Line: Entered: Updated: 1150901 Active USA Framingham, Massachusetts 03/08/2009 00:00:00 03/08/2009 00:00:00 Alert Date: Detection Check: Data Source: 12/10/2016 djw names Customer NCA web Street/Number: Zip Code/City: PEP Indicator: Customer ID: Alerted Customer ID: Comments: 8000000034983842 https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?- csrftkn=3Is8ycCw... 10/12/2016 EFTA01407587 Norkom 6.1.0 - Dow Jones Details Page 2 of 2 no rows found Profile Notes SECURITIES AND EXCHANGE COMMISSION NOTES: Litigation Rel. No. 18675 / April 22, 2004 SEC Charges Former Director of Banknorth Group, Inc. and MetroWest Bank In Settled Insider Trading Case SEC v. Allen M. Glick et al. (United States District Court for the District of Massachusetts, C.A. No. 04-CV-10801(MEL) The Commission today filed a settled civil fraud action against Allen M. Glick, a former director of both MetroWest Bank and Banknorth Group, Inc., and four of his associates — Arthur H. Freedman, Jeffrey S. Epstein, Steven T. Moore and Romeo J. Pendolari — for illegal insider trading in three publicly-traded Massachusetts banks — MetroWest Bank, Medford Bancorp and Warren Bancorp. Without admitting or denying the Commission's allegations, Glick, Freedman, Epstein, Moore and Pendolari consented to the entry of final judgments permanently enjoining them from violating the antifraud provisions of the federal securities laws. The defendants also agreed to pay a total of over $437,000 in disgorgement of trading profits, prejudgment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publiclytraded company. External Sources External Link http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2004.shtml http://www.sec.gov/litigation/litreleases/lr18675.htm http://www.sec.gov/litigation/complaints/comp18675.htm Images no rows found States Status Current Since Date Copyright 1998-2010 Norkom Technologies Ltd. All rights reserved. To Date DB scr FactivaDetails https://aml.cit.gto.intranet db.com/norkom_per_de/screen/view.do?- csrftkn=3Is8ycCw... 10/12/2016 EFTA01407588