EFTA Document EFTA01408663

Subject: RE: Tonelle -> Autobahn/Realtick [I] From: Davide-A Sferrazza Date: Mon, 26 Feb 2018 19:02:00 -0500 To: Billy Obregon <= 1 Classification: For internal use only FYI — we are working to figure out what is going on here, but seems nobody in GM can answer the question. Having these same "red list" issues today with Southern Financial too... From: Billy Obregon Sent: Monday, February 26, 2018 7:00 PM To: Bettina-a Schneider Subject: Tonelle -> uto a n ea tic Importance: High Hi Bettina, I hope you are doing well. Today Tonelle through the team at Optimist contacted us in NY because they were not able to trade via autobahn as the account has been put in the red list. Do you know if this was done as a result of the team refusing to get the LEI number? As you can see per the email below, we have provided them all the EFTA01408663 information to obtain the LEI number - Also, we provided all details to Gabriel who explained to Felipe Gulfi the need to get this done. Can you please look into the system if the restriction is due to this issue with the LEI so at lease we provide Tonelle and the team at Optimist the need to get this done ASAP. Thank you in advance for your help. Billy From: Davide-A Sferrazza Sent: Monday, February 26, 2018 11:49 PM To: Sofia Varo Hi Sofia, Tatiana forwarded along the request regarding obtaining an LEI number — please refer to the attached instructions (note that an LEI number and CICI code are the same thing). Please let us know if we can help with anything on this front. As discussed earlier, we are working to resolve the RealTick/Autobahn issues and will keep you updated accordingly. Regards, Davide EFTA01408664 {cid:[email protected]} Davide Sferrazza Analyst I Key Client Partners Deutsche Deutsche 345 Park Tel. +1 Mobile Email d Bank Securities, Inc. Bank Wealth Management Avenue, 10154-0004 New York, NY, USA EFTA01408665