EFTA Document EFTA01408710

Subject: Black Maple Capital Management LP - Add to Green List ***URGENT** [I] From: Nina Tona Date: Thu, 03 Jan 2019 10:09:14 -0500 To: Sonya Hunjan Tanushree Kirti Cc: Aziz Anwar Davide-A Sferrazza Ian Salters Classification: For internal use only Hi Sonya and Tanu, Happy New Year! I have attached the last green list provided by Sonya, we need to add one more client to this and we require your team's approval (Aziz) in order to move on. We need to get his turned green as soon as possible as we have a trade pending. CLIENT: Black Maple Capital Management LP ACO: Alan Brody Also, please note KCP has hired 3 resources to work on our remediation and they are currently working on our cases. Please let me know if you have any further questions. Thank you Kind regards, EFTA01408710 fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl Nina Tona Associate Business Control Manager, Key Client Partners — Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). Material herein regarding KCP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommendations and brokerage advice, KCP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. EFTA01408711 EFTA01408712