EFTA Document EFTA01409159

Subject: CLEARED: RUSH RDC Alert The 2017 Caterpillar Trust [I] From: PWMUS AMLKYC Date: Tue, 06 Feb 2018 10:45:37 -0500 To: Cynthia Rodriguez Cc: PWMUS AMLKYC Classification: For internal use only Good morning Cynthia, AML Compliance has reviewed the 2 RDC Alerts generated 2/5/18 for The 2017 Caterpillar Trust, a new account for the Southern Financial relationship; a relationship of the Private Bank since 2013. Both alerts contain the same subject material. Both alerts contain the sam