EFTA Document EFTA01410541

Subject: FW: Gratitude KYC [I] From: Ariane Dwyer Date: Wed, 27 Jan 2016 15:04:42 -0500 To: Daniel Sabba , Vahe Stepanian Let me know when I can give you an update From: Fran M Wickman Sent: Wednesday, January 27, 2016 3:04 PM To: Ariane Dwyer; MO CIP Subject: RE: Gratitude KYC [I] Classification: For internal use only Ari, This is a high risk account (see page 10) and therefore, will be reviewed by AML Compliance. Please contact them with any further questions. Kind regards, Fran Wickman {https://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gif} Fran Wickman Middle Office Operations Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1 South Street, 21202-3298 Baltimore, MD, USA Tel. +1 410 895-5144 Fax +1 410 895-3797 Email {https://brandportal.intranet.db.com/img/modules/claim_en_rgb.gif} EFTA01410541 From: Ariane Dwyer Sent: Wednesday, January 27, 2016 3:00 PM To: MO CIP Subject: Gratitude KYC Best, Ari fcid:[email protected] Ariane Dwyer Analyst I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26 New York, NY, 10154-0004 Tel. +1 212 250-3228 Email {cid:[email protected]} EFTA01410542