EFTA Document EFTA01410674

Subject: RE: URGENT: Collateral Admin - N4G026161 [I] From: Collateral Admin-NY Date: Mon, 31 Aug 2015 10:28:06 -0400 To: Roddy Moore Ariane Dwyer Cc: Vahe Stepanian Daniel Sabba Collateral Admin-NY Classification: For internal use only Hi All, Please provide an update on below. Thanks Thank You. Regards, Srikanta Gouda Shanne Balakrishnan Collateral Admin-NY Deutsche Bank PWM-Lending From: Roddy Moore Sent: Saturday, August 29, 2015 12:26 AM To: Ariane Dwyer Cc: Vahe Stepanian; Daniel Sabba; Collateral Admin-NY Subject: URGENT: Collateral Admin - N4G026161 [I] EFTA01410674 Classification: For internal use only This should be sent to the back office. CC'd... They'll also need the SIC code to set up the acct. From: Ariane Dwyer Sent: Friday, August 28, 2015 2:54 PM To: Roddy Moore Cc: Vahe Stepanian; Daniel Sabba Subject: [I] Classification: For internal use only Please find attached KYCs for Southern Financial. Best, Ari fcid:[email protected] Ariane Dwyer Analyst I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26 New York, NY, 10154-0004 fcid:[email protected] EFTA01410675