EFTA Document EFTA01412441

PROT0 PROT1 PROT2 PROT3 Anastasia Pringle Vahe Stepanian Tuesday, January 20, 2015 4:20 PM IMS Equities-Accounts Anastasia Pringle; Daniel Sabba; Srinivas-X J; Arun-Agara Sarangapani RE; Wire Instructions [I] From: Sent: To: Cc: Subject: Classification: For internal use only I confirm that the instructions (included in this email again) are for a DB AWM account a/c number Bank of NY ABA#: 021 000 018 SWIFT: IRVTUS3N Account name: Pershing LLC Account#: For Further credit to: Southern Financial LLC Account#: I don't know anything about eSpear/Gloss or NAOP account number, so I'll defer to Anastasia on that. Thank you Vahe From: Sumanth Adiga On Behalf Of IMS Equities-Accounts Sent: Tuesday, January 20, 2015 4:15 PM To: Vahe Stepanian Cc: Anastasia Pringle; Daniel Sabba; IMS Equities-Accounts; Srinivas-X J; Arun-Agara Sarangapani Subject: RE: Wire Instructions [I] Hi Vahe, As discussed, If the below instructions are DB internal, we don't required callback confirmation. However please let us know do we need to update in any internal systems like eSpear/Gloss. Also provide 8-10 digit NAOP account number. Thanks Kind regards Client Static - Equities - New York GTO - Client Onboarding Tel. Email Escalation Contacts: First Level - Name : Srinivas-x.j (Bangalore) + & Shadma Kazmi (Pune) PROT4 Email ID : 1 Second Level - Name : Arun-A ara Sarangapani Email ID : ) M: + This email is sent to you by Tata Consultancy Services on behalf of Deutsche Bank. Diese email wurde Ihnen von Tata Consultancy Services im Auftrag der Deutschen Bank gesendet Vahe Stepanian-01/21/2015 01:23:11 AM - Classification: For internal use only !'m at my desk @ . Thx Vahe Stepanian/ From; IMS Equities-Accounts/ , Anastasia Pringle/ To: Daniel Sabba/-, Srinivas-X J/ Cc: Date: 01/21/2015 01:23 AM I'm at my desk (S . Thx From: Sumanth Adiga On Behalf Of IMS Equities-Accounts Sent: Tuesday, January 20, 2015 2:45 PM To: Anastasia Pringle; Vahe Stepanian Cc: Daniel Sabba; IMS Equities-Accounts; Srinivas-X J Hi Vahe, Tried reaching you and you were not around. Please let us know once you are back. Thanks. Kind regards Sumanth Client Static - Equities - New York GTO - Client Onboarding Tel. Email Escalation Contacts: First Level - Name : Srinivas-x.j (Bangalore) + & Shadma Kazmi (Pune) Email ID: Second Level - Name : Arun-A ara Sarangapani 2 PROT5 Email ID : ( ) M: + This email is sent to you by Tata Consultancy Services on behalf of Deutsche Bank. Diese email wurde Ihnen von Tata Consultancy Services im Auftrag der Deutschen Bank gesendet Anastasia Pringle-01/21/2015 12:57:02 AM - Classification: For internal use only IMS, Anastasia Pringle/ From: Vahe Ste anian/ , IMS Equities-Accounts/ , Srinivas- X J/ To: Daniel Sabba/ Cc: 01/21/2015 12:57 AM Date: RE: Wire Instructions [I] Subject: IMS, Can you please urgently advise on this m Kind Regards, Mrs. Anastasia Pringle Deutsche Bank Securities Inc Client Onboarding Equities 5022 Gate Parkway, Suite 500, 32256 Jacksonville, FL, USA Tel. Fax Email Please send all GED related emails to: [email protected] From: Vahe Stepanian Sent: Tuesday, January 20, 2015 2:12 PM To: Anastasia Pringle; IMS Equities-Accounts; Srinivas-X J Cc: Daniel Sabba Thanks Anastasia. As mentioned on our call, the instructions that I provided below are to the client's Deutsche AWM brokerage account. Wealth Management (WM) brokerage accounts clear through BONY / Pershing LLC, hence the USD instructions flow through those 3 accounts (i.e. DB WM does not self-clear). Static data team - please call me @ should you wish to PROT6 discuss further. Vahe From: Anastasia Pringle Sent: Tuesday, January 20, 2015 2:09 PM To: Vahe Stepanian; IMS Equities-Accounts; Srinivas-X Cc: Daniel Sabba Importance: High Vahe, There seems to be some questioning around the settlement instructions that we are being asked to add to the clients account here under DBSI. The static data team believes that a callback needs to be done although these are DB instructions to the clients PWM account. Can you please clarify this. Thanks m Kind Regards, Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 5022 Gate Parkway, Suite 500, 32256 Jacksonville, FL, USA Tel. Fax Email Please send all GED related emails to: [email protected] From: Vahe Stepanian Sent: Tuesday, January 20, 2015 12:27 PM To: Anastasia Pringle Cc: Daniel Sabba Subject: Wire Instructions [I] Hi Anastasia - please find below USD instructions per our conversation. Note these cash instructions are to the client's DB AWM account. Bank of NY ABA#: 021 000 018 SWIFT; IRVTUS3N 4 Account name: Pershin LLC Account#: For Further credit to: Southern Financial LLC Account#: Please let us know if you have questions. Thank you, Vahe Vahe Stepanian Associate I Key Client Partners Deutsche Bank Securities Inc Deutsche Asset & Wealth Management PROT7 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. Fax Mobile Email Bloomberg: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. 5 PROT8