EFTA Document EFTA01412887

Subject: Re: ACATS for Southern Financial/Trust [I] From: Amanda Kirby ‹ > Date: Mon, 09 Sep 2013 17:21:17 -0400 To: Paul Morris ‹ > Classification: For internal use only Not all of his positions will be able to be transferred in kind to DB. We need to determine if he wants to liquidate those positions and transfer the cash or find a different solution. Was going to discuss with you in the morning. Best, Amanda Kirby (Embedded image moved to file: pic23456.gif) Amanda Kirby Associat