EFTA Document EFTA01413713

Subject: Re: Enhanced Ed wire [C] From: Richard Kahn <~e~> Date: Fri, 04 Aug 2017 09:16:02 -0400 To: Vahe Stepanian Cc: Liam Osullivan Bella Klein Stewart Oldfield when was this wire rejected by ops team? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel fax cell On Aug 4, 2017, at 9:10 AM, Vahe Stepanian .c.e > wrote: > Classification: Confidential Rich - apologies for that, oversight on our end in terms of recognizing the wire was returned to the account. Worth noting here though that our ops team initially questioned the instructions, which were then confirmed. Will send along that email under separate cover. Regardless, please let us know the correct instructions and we will re-send ASAP. Best, Vahe From: Richard Kahn [mailto: Sent: Friday, August 04, 2017 8:14 AM To: Liam Osullivan EFTA01413713 Cc: BellaKleir e Vahe Stepanian ; Stewart Oldfield ‹ > Subject: Re: Enhanced Ed wire [C] this wire was sent last friday why are we just finding out about this now when asking? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel fax cell On Aug 4, 2017, at 8:03 AM, Liam Osullivan <[email protected]> wrote: Classification: Confidential Bella, EFTA01413714 The wire was returned. The reason given was Invalid Account. Can you please check with the recipient to confirm their instructions? We apologize for not catching this earlier. Thank you, Liam From: Bella Klein [mailto: Sent: Friday, August 04, 2017 7:25 AM To: Vahe Stepanian Cc: Liam Osullivan Vahe, Subject: Re: Enhanced Ed wire [C] ; Richard Kahn The recipient did not receive wire, please help with fed reference EFTA01413715 Thank you, Bella Tel: On Jul 28, 2017, at 6:21 PM, Vahe Stepanian a wrote: Thx Liam Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email Original Message From: Bella Klein [ Sent: Friday, July 28, 2017 06:17 PM Eastern Standard Time To: Liam Osullivan Cc: Vahe Stepanian; Darren Indyke; Richard Kahn Subject: Re: Enhanced Ed wire [C] Thank you! Thank you, EFTA01413716 Bella On Jul 28, 2017, at 5:57 PM, Liam Osullivan ‹ > wrote: Classification: Confidential Bella, The transfer has been processed. There is no fed reference generated for the wire due to the fact the intermediary U.S. Bank (Bank of New York Mellon) is also the processing Bank Thank you, Liam EFTA01413717 From: Bella Klein [mailto: Sent: Friday, July 28, 2017 10:09 AM To: Vahe Stepanian Cc: Darren Indyke ; Richard Kahn < >• Liam Osullivan Subject: Re: En ance wire Vahe Please email fed reference when available Thank you, Bella Tel: 212-971-1307 On Jul 28, 2017, at 9:14 AM, Vahe Stepanian a wrote: Classification: Confidential Ok — we'll proceed per the below confirmation. Thanks Bella. EFTA01413718 From: Bella Klein [mailto: Sent: Thursday, July 27, 2017 7:28 PM To: Vahe Stepanian Subject: Re: Enhanced Ed wire [C] This is International wire in USD. IBAN and Swift code should work. I always send wires in this format from DB checking account Thank you, Bella On Jul 27, 2017, at 5:32 PM, Vahe Stepanian a wrote: Classification: Confidential Bella — following up per guidance from our ops folks. Can you please confirm these are USD instructions? EFTA01413719 If so, there seems to be a US corresponding bank missing. Please let us know so we can confirm with Darren. Best, Vahe From: Darren Indyke [mailto: Sent: Thursday, July 27, 2017 5:13 PM To: Vahe Stepanian Cc: Bella Klein >; Richard Kahn ; Liam Osullivan Subject: RE: Enhanced Ed wire [C] Call me on my cell Sent from my Verizon 4G LTE Droid EFTA01413720 On Jul 27, 2017 4:52 PM, Vahe Stepanian e > wrote: Classification: Confidential Received Bella. I will call Darren to confirm and we will process in the morning. From: Bella Klein [mailto: Sent: Thursday, July 27, 2017 4:32 PM To: Vahe Stepanian Cc: Darren Indyke >; Richard Kahn e > Subject: Enhanced Ed wire Vahe, Please process the attached wire Thank you, Bella Tel: EFTA01413721 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01413722 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the EFTA01413723 material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01413724