EFTA Document EFTA01413940

Subject: Re: Enhanced Ed wire [C] From: Richard Kahn < ME > Date: Fri, 04 Aug 2017 08:14:16 -0400 To: Liam Osullivan Cc: Bella Klein Vahe Stepanian Stewart Oldfield this wire was sent last fridaywhy are when asking? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel fax cell we just finding out about this now On Aug 4, 2017, at 8:03 AM, Liam Osullivan Classification: Confidential Bella, The wire was returned. The reason given was Invalid Account. Can you please check with the recipient to confirm their instructions? We apologize for not catching this earlier. Thank you, Liam From: Bella Klein [mailto: Sent: Friday, August 04, 2017 7:25 AM To: Vahe Stepanian Cc: Liam Osullivan Subject: Re: Enhanced Ed wire [C] ; Richard Kahn Vahe, The recipient did not receive wire, please help with fed reference wrote: EFTA01413940 Thank you, Bella Tel: On Jul 28, 2017, at 6:21 PM, Vahe Stepanian a wrote: Thx Liam Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email Original Messa e From: Bella Klein [ ] Sent: Friday, July 28, 2017 06:17 PM Eastern Standard Time To: Liam Osullivan Cc: Vahe Stepanian; Darren Indyke; Richard Kahn Subject: Re: Enhanced Ed wire [C] Thank you! Thank you, Bella On Jul 28, 2017, at 5:57 PM, Liam Osullivan a wrote: Classification: Confidential EFTA01413941 Bella, The transfer has been processed. There is no fed reference generated for the wire due to the fact the intermediary U.S. Bank (Bank of New York Mellon) is also the processing Bank Thank you, Liam From: Bella Klein [mailto: Sent: Friday, July 28, 2017 10:09 AM To: Vahe Stepanian Cc: Darren Indyke ; Richard Kahn < >• Liam Osullivan Subject: Re: Enhanced Ed wire [C] Vahe Please email fed reference when available Thank you, Bella Tel: On Jul 28, 2017, at 9:14 AM, Vahe Stepanian e > wrote: Classification: Confidential Ok — we'll proceed per the below confirmation. Thanks Bella. EFTA01413942 From: Bella Klein [mailto: Sent: Thursday, July 27, 2017 7:28 PM To: Vahe Stepanian Subject: Re: Enhanced Ed wire [C] This is International wire in USD. IBAN and Swift code should work. I always send wires in this format from DB checking account Thank you, Bella On Jul 27, 2017, at 5:32 PM, Vahe Stepanian a wrote: Classification: Confidential Bella — following up per guidance from our ops folks. Can you please confirm these are USD instructions? If so, there seems to be a US corresponding bank missing. Please let us know so we can confirm with Darren. Best, Vahe From: Darren Indyke [mailto: Sent: Thursday, July 27, 2017 5:13 PM To: Vahe Stepanian <a> EFTA01413943 Cc: BellaKleir e; Richard Kahn ›; Liam Osullivan e > Subject: RE: Enhanced Ed wire [C] Call me on my cell Sent from my Verizon 4G LTE Droid On Jul 27, 2017 4:52 PM, Vahe Stepanian •c > wrote: Classification: Confidential Received Bella. I will call Darren to confirm and we will process in the morning. From: Bella Klein [mailto: Sent: Thursday, July 27, 2017 4:32 PM To: Vahe Stepanian Cc: Darren Indyke ; Richard Kahn e > Subject: Enhanced Ed wire Vahe, Please process the attached wire Thank you, Bella Tel: EFTA01413944 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01413945 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01413946