EFTA Document EFTA01414536

Stew Oldfield NOTES Opportunity Name Opportunity Owner Location Customer Name Close Date Validity Month Probability (%) Stage Product Name Product Type Product category Actual Assets Recurring Fee Structure BPS/Flat Fee Amount (8) Actual Revenue Zero Revenue Oppo rtunity Sales Datamart: Opportunity Sales Datamart Name Present fee to be split w/ IB and paid over time KCP Private Markets Stewart Oldfield New York ORIX Corporation 12/31/2016 Valid December-16 90 Active Private Equi ty Funds Capital Markets Investments 400000000 BPS 150 6000000 124783 Y Commerical R.E. Stewart Oldfield New York 54 Madison Partners 3/15/2017 Vali d March-17 50 Proposal Commercial Real Estate Lending Lending 50000000 BPS 300 1500000 125463 Y Line of Credit Stewart Oldfield h-17 25 Proposal U.S. 2000000 123599 Y Leveraged Loan/Real Estate Lending 3/15/2017 valid ing 50000000 Structured Credit d December-16 0000 BPS 300 KCP Private Markets New York ORIX Americas 3/15/2017 Letter of Credit Lending Lending Stewart March-17 25 BPS 300 1500000 0 Proposal 1500000 124762 Y Oldfield Proposal 122865 Y New York U.S. Secured New York 100000000 Valid Marc BPS 200 New York Third Lake Capital Commercial Real Estate Lending Lend Vaid, Rahul 12/31/2016 Vali Lending (Lombard) Lending Lending 5000 Third Lake Capital 12/31/2016 Valid December-16 50 Proposal Private Equity Funds Capital Markets Investments 25000000 BPS 300 750000 124812 Y Brokerage New York Black, Leon D. 12/31/2016 Valid Dece mber-16 0 Proposal Private Wealth Premium Checking Deposits Deposits 5000 0000 BPS 50 250000 119351 Y Brokerage New York The National Organization of the New Apostol is Church of North America 3/15/2017 Valid March-17 50 Proposal Brok erage (Commissions) Brokerage Investments 10000000 BPS 100 100000 1248 09 Y Additional Banking New York Southern Financial LLC 12/31/2016 Valid December-16 50 Proposal Private Wealth Premium Checking w/Interest Depo sits Deposits 50000000 BPS 20 100000 124811 Y CLO New York Falcon Trail Capital, LLC 3/15/2017 Vali d March-17 50 Proposal Derivatives (Equity - Swap) Capital Markets Inve stments 5000000 BPS 200 100000 114817 Y Confidential PROT0